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                    <text>NATIONAL REGISTER
BULLETIN
Technical information on the the National Register of Historic Places:
survey, evaluation, registration, and preservation of cultural resources
U.S. Department of the Interior
National Park Service
Cultural Resources
National Register, History and Education

Guidelines for Evaluating and Documenting
Traditional Cultural Properties

�The mission of the Department of the Interior is to protect and provide
access to our Nation's natural and cultural heritage and honor our trust
responsibilities to tribes.
This material is partially based upon work conducted under a cooperative
agreement with the National Conference of State Historic Preservation Officers
and the U.S. Department of the Interior.

Cover photographs:
Many traditional cultural properties are used for practical purposes by those who
value them. This sedge preserve in northern California, for example, is tended and
harvested by Porno Indian basketmakers as a vital source of material for making their
world famous baskets. The preserve was established at Lake Sonoma by the U.S. Army
Corps of Engineers. (Richard Lerner)
This bedrock mortar in central California plays an essential role in processing Black
Oak acorns. (Theodoratus Cultural Research)

�NATIONAL REGISTER
BULLETIN

GUIDELINES FOR EVALUATING
AND DOCUMENTING
TRADITIONAL CULTURAL PROPERTIES

BY
PATRICIA L. PARKER
Cultural Anthropologist and Archeologist,
American Indian Liaison Office
National Park Service
and
THOMAS F. KING
Senior Archeologist and Director of the Office of Program Review,
Advisory Council on Historic Preservation (formerly)
Consultant, Archeology and Historic Preservation (currently)

U.S. DEPARTMENT OF THE INTERIOR
NATIONAL PARK SERVICE
NATIONAL REGISTER, HISTORY AND EDUCATION
NATIONAL REGISTER OF HISTORIC PLACES

1990; REVISED 1992; 1998

�TABLE OF CONTENTS
I. Introduction

1

II. Traditional Cultural Values in Preservation Planning

5

III. Identifying Traditional Cultural Properties
Establishing the level of effort
Contacting traditional communities and groups
Fieldwork
Reconciling Sources

6
6
7
8
9

IV. Determining Eligibility Step-by-Step
Step One: Ensure that the entity under consideration is a property
Step Two: Consider the property's integrity
Step Three: Evaluate the property with reference to the National Register Criteria
Step Four: Determine whether any of the National Register criteria considerations
(36 CFR 60.4) make the property ineligible

11
11
12
12

V. Documenting Traditional Cultural Properties
General Considerations
Completing Registration Forms

19
19
22

VI. Conclusion

23

VII. Recommended Bibliography and Sources

24

VIII. Appendix I, A Definition of "Culture"

26

IX. Appendix II, Professional Qualifications: Ethnography

27

X. Appendix III, List of National Register Bulletins

28

14

�I. INTRODUCTION
WHAT ARE
TRADITIONAL
CULTURAL
PROPERTIES?
The National Register of Historic
Places contains a wide range of historic property types, reflecting the diversity of the nation's history and culture. Buildings, structures, and sites;
groups of buildings, structures or sites
forming historic districts; landscapes;
and individual objects are all included
in the Register if they meet the criteria
specified in the National Register's
Criteria for Evaluation (36 CFR 60.4).
Such properties reflect many kinds of
significance in architecture, history, archeology, engineering, and culture.
There are many definitions of the
word "culture," but in the National
Register programs the word is understood to mean the traditions, beliefs,
practices, lifeways, arts, crafts, and social institutions of any community, be
it an Indian tribe, a local ethnic group,
or the people of the nation as a whole.1

One kind of cultural significance a
property may possess, and that may
make it eligible for inclusion in the
Register, is traditional cultural signifi-

cance. "Traditional" in this context refers to those beliefs, customs, and
practices of a living community of
people that have been passed down
through the generations, usually
orally or through practice. The traditional cultural significance of a historic
property, then, is significance derived
from the role the property plays in a
community's historically rooted beliefs, customs, and practices. Examples of properties possessing such
significance include:
• a location associated with the traditional beliefs of a Native American
group about its origins, its cultural
history, or the nature of the world;
• a rural community whose organization, buildings and structures, or
patterns of land use reflect the cultural traditions valued by its longterm residents;
• an urban neighborhood that is the
traditional home of a particular cultural group, and that reflects its
beliefs and practices;

• a location where Native American
religious practitioners have historically gone, and are known or
thought to gotoday, to perform ceremonial activities in accordance
with traditional cultural rules of
practice; and
• a location where a community has
traditionally carried out economic,
artistic, or other cultural practices
important in maintaining its historic
identity.
A traditional cultural property,
then, can be defined generally as one
that is eligible for inclusion in the National Register because of its association with cultural practices or beliefs
of a living community that (a) are
rooted in that community's history,
and (b) are important in maintaining
the continuing cultural identity of the
community. Various kinds of traditional cultural properties will be discussed, illustrated, and related specifically to the National Register Criteria
later in this bulletin.

1

For a detailed definition, see Appendix I.

Numerous African Americans left the South to migrate to the Midwest. The A.M.E. Church (on left) and District No. 1 School
remain in Nicodemus Historic District in Nicodemus, Kansas, which was declared a National Historic Landmark by the Secretary of
the Interior in 1976. (Clayton B. Fraserfor the Historic American Buildings Survey)
1

�PURPOSE OF THIS
BULLETIN
Traditional cultural values are often central to the way a community or
group defines itself, and maintaining
such values is often vital to maintaining the group's sense of identity and
self respect. Properties to which traditional cultural value is ascribed often take on this kind of vital significance, so that any damage to or infringement upon them is perceived to
be deeply offensive to, and even destructive of, the group that values
them. As a result, it is extremely important that traditional cultural properties be considered carefully in planning; hence it is important that such
properties, when they are eligible for
inclusion in the National Register, be
nominated to the Register or otherwise identified in inventories for planning purposes.
Traditional cultural properties are
often hard to recognize. A traditional
ceremonial location may look like
merely a mountaintop, a lake, or a
stretch of river; a culturally important
neighborhood may look like any other
aggregation of houses, and an area
where culturally important economic
or.artistic activities have been carried
out may look like any other building,
field of grass, or piece of forest in the
area. As a result, such places may not
necessarily come to light through the
conduct of archeological, historical, or
architectural surveys. The existence
and significance of such locations often can be ascertained only through
interviews with knowledgeable users
of the area, or through other forms of
ethnographic research. The subtlety
with which the significance of such locations may be expressed makes it
easy to ignore them; on the other
hand it makes it difficult to distinguish between properties having real
significance and those whose putative
significance is spurious. As a result,
clear guidelines for evaluation of such
properties are needed.
In the 1980 amendments to the National Historic Preservation Act, the
Secretary of the Interior, with the
American Folklife Center, was directed to study means of:
preserving and conserving the intangible elements of our cultural heritage such as arts, skills, folklife, and
folkways...

The German Village Historic District in Columbus, Ohio, reflects the ethnic heritage
of 19th century German immigrants. The neighborhood includes many simple
vernacular brick cottages with gable roofs. (Christopher Cline)

and to recommend ways to:

This bulletin has been developed as
one aspect of the Service's response to
the Cultural Conservation report and
preserve, conserve/and encourage
the Secretary's direction. It is inthe continuation of the diverse traditional prehistoric, historic, ethnic, tended to be an aid in determining
and folk cultural traditions that un- whether properties thought or alleged
derlie and are a living expression of to have traditional cultural signifiour American heritage. (NHPA 502; cance are eligible for inclusion in the
National Register. It is meant to assist
16 U.S.C. 470a note)
Federal agencies, State Historic PresThe report that was prepared in re- ervation Officers (SHPOs), Certified
sponse to 502, entitled Cultural Conser- Local Governments, Indian Tribes,
vation, was submitted to the President and other historic preservation practiand Congress on June 1,1983, by the
tioners who need to evaluate such
Secretary of the Interior. The report
properties when nominating them for
recommended in general that tradiinclusion in the National Register or
tional cultural resources, both those
when considering their eligibility for
that are associated with historic prop- the Register as part of the review proerties and those without specific prop- cess prescribed by the Advisory
erty referents, be more systematically
Council on Historic Preservation unaddressed in implementation of the
der 106 of the National Historic PresNational Historic Preservation Act
ervation Act. It is designed to suppleand other historic preservation aument other National Register guidthorities. In transmitting the report,
ance, particularly How to Apply the Nathe Secretary directed the National
tional Register Criteria for Evaluation
Park Service to take several actions to and Guidelines for Completing National
implement its recommendations.
Register of Historic Places Forms. It
Among other actions, the Service was should be used in conjunction with
directed to prepare guidelines to asthese two Bulletins and other applisist in the documentation of intangcable guidance available from the Naible cultural resources, to coordinate
tional Register, when applying the
the incorporation of provisions for the National Register Criteria and preparconsideration of such resources into
ing documentation to support nomiDepartmental planning documents
nations or determinations that a
and administrative manuals, and to
given property is or is not eligible for
encourage the identification and
inclusion in the Register.
documentation of such resources by
This Bulletin is also responsive to
States and Federal agencies.
the American Indian Religious Free-

�dom Act (AIRFA) of 1978, which requires the National Park Service, like
other Federal agencies, to evaluate its
policies and procedures with the aim
of protecting the religious freedoms of
Native Americans (Pub. L. 95341 2).
Examination of the policies and procedures of the National Register suggests that while they are in no way intended to be so interpreted, they can
be interpreted by Federal agencies
and others in a manner that excludes
historic properties of religious significance to Native Americans from eligibility for inclusion in the National
Register. This in turn may exclude
such properties from the protections
afforded by 106, which may result in
their destruction, infringing upon the
rights of Native Americans to use
them in the free exercise of their religions. To minimize the likelihood of
such misinterpretation, this Bulletin
gives special attention to properties of
traditional cultural significance to Native American groups, and to discussing the place of religion in the attribution of such significance.
The fact that this Bulletin gives special emphasis to Native American
properties should not be taken to imply that only Native Americans ascribe traditional cultural value to historic properties, or that such ascription is common only to ethnic minority groups in general. Americans of
every ethnic origin have properties to

which they ascribe traditional cultural
value, and if such properties meet the
National Register criteria, they can
and should be nominated for inclusion in the Register.
This Bulletin does not address cultural resources that are purely "intangible"—i.e. those that have no property referents—except by exclusion.
The Service is committed to ensuring
that such resources are fully considered in planning and decision making
by Federal agencies and others. Historic properties represent only some
aspects of culture, and many other aspects, not necessarily reflected in
properties as such, may be of vital importance in maintaining the integrity
of a social group. However, the National Register is not the appropriate
vehicle for recognizing cultural values
that are purely intangible, nor is there
legal authority to address them under
106 unless they are somehow related
to a historic property.
The National Register lists, and 106
requires review of effects on, tangible
cultural resources—that is, historic
properties. However, the attributes
that give such properties significance,
such as their association with historical events, often are intangible in nature. Such attributes cannot be ignored in evaluating and managing
historic properties; properties and
their intangible attributes of significance must be considered together.

This Bulletin is meant to encourage its
users to address the intangible cultural
values that may make a property historic, and to do so in an evenhanded
way that reflects solid research and
not ethnocentric bias.
Finally, no one should regard this
Bulletin as the only appropriate source
of guidance on its subject, or interpret
it rigidly. Although traditional cultural properties have been listed and
recognized as eligible for inclusion in
the National Register since the
Register's inception, it is only in recent
years that organized attention has
been given to them. This Bulletin represents the best guidance the Register
can provide as of the late 1980s, and
the examples listed in the bibliography
include the best known at this time.2
It is to be expected that approaches to
such properties will continue to
evolve. This Bulletin also is meant to
supplement, not substitute for, more
specific guidelines, such as those used
by the National Park Service with respect to units of the National Park System and those used by some other
agencies, States, local governments, or
Indian tribes with respect to their own
lands and programs.
2
It is notable that most of these examples
are unpublished manuscripts. The literature
pertaining to the identification and evaluation
of traditional cultural properties, to say nothing of their treatment, remains a thin one.

These sandbars in the Rio Grande River are eligible for inclusion in the National Register because they have been used for
generations by the people ofSandia Pueblo for rituals involving immersion in the river's waters. (Thomas F. King)

�ETHNOGRAPHY,
ETHNOHISTORY,
ETHNOCENTRISM
Three words beginning with
"ethno" will be used repeatedly in
this Bulletin, and may not be familiar
to all readers. All three are derived
from the Greek ethnos, meaning "nation;" and are widely used in the
study of anthropology and related
disciplines.
Ethnography is the descriptive and
analytic study of the culture of particular groups or communities. An
ethnographer seeks to understand a
community through interviews with
its members and often through living
in and observing it (a practice referred
to as "participant observation").
Ethnohistory is the study of historical data, including but not necessarily
limited to, documentary data pertaining to a group or community, using
an ethnographic perspective.
Ethnographic and ethnohistorical
research are usually carried out by
specialists in cultural anthropology,
and by specialists in folklore and
folklife, sociology, history, archeology
and related disciplines with appropriate technical training.3
Ethnocentrism means viewing the
world and the people in it only from
the point of view of one's own culture
and being unable to sympathize with
the feelings, attitudes, and beliefs of
someone who is a member of a different culture. It is particularly important to understand, and seek to avoid,
ethnocentrism in the evaluation of traditional cultural properties. For ex3

For a detailed discussion of the qualifications that a practitioner of ethnography or
ethnohistory should possess, see Appendix II.

ample, Euroamerican society tends to
emphasize "objective" observation of
the physical world as the basis for
making statements about that world.
However, it may not be possible to
use such observations as the major
basis for evaluating a traditional cultural property. For example, there
may be nothing observable to the outsider about a place regarded as sacred by a Native American group.
Similarly, such a group's belief that
its ancestors emerged from the earth
at a specific location at the beginning
of time may contradict Euroamerican
science's belief that the group's ancestors migrated to North America from
Siberia. These facts in no way diminish the significance of the locations in
question in the eyes of those who
value them; indeed they are irrelevant to their significance. It would
be ethnocentric in the extreme to say
that "whatever the Native American
group says about this place, I can't
see anything here so it is not significant" or "since I know these people's
ancestors came from Siberia, the
place where they think they emerged
from the earth is of no significance."
It is vital to evaluate properties
thought to have traditional cultural
significance from the standpoint of
those who may ascribe such significance to them, whatever one's own
perception of them, based on one's
own cultural values, may be. This is
not to say that a group's assertions
about the significance of a place
should not be questioned or subjected
to critical analysis, but they should
not be rejected based on the premise
that the beliefs they reflect are inferior to one's own.

EVALUATION,
CONSIDERATION,
AND PROTECTION
One more point that should be remembered in evaluating traditional
cultural properties—as in evaluating
any other kind of properties—is that
establishing that a property is eligible
for inclusion in the National Register
does not necessarily mean that the
property must be protected from disturbance or damage. Establishing that
a property is eligible means that it
must be considered in planning Federal, federally assisted, and federally
licensed undertakings, but it does not
mean that such an undertaking cannot
be allowed to damage or destroy it.
Consultation must occur in accordance with the regulations of the Advisory Council (36 CFR Part 800) to
identify, and if feasible adopt, measures to protect it, but if in the final
analysis the public interest demands
that the property be sacrificed to the
needs of the project, there is nothing in
the National Historic Preservation Act
that prohibits this.
This principle is especially important to recognize with respect to traditional cultural properties, because
such properties may be valued by a
relatively small segment of a community that, on the whole, favors a
project that will damage or destroy it.
The fact that the community as a
whole may be willing to dispense with
the property in order to achieve the
goals of the project does not mean that
the property is not significant, but the
fact that it is significant does not mean
that it cannot be disturbed, or that the
project must be foregone.

�II. TRADITIONAL CULTURAL
VALUES IN PRESERVATION
PLANNING
Traditional cultural properties, and
the beliefs and institutions that give
them significance, should be systematically addressed in programs of
preservation planning and in the historic preservation components of land
use plans. One very practical reason
for this is to simplify the identification
and evaluation of traditional cultural
properties that may be threatened by
construction and land use projects.
Identifying and evaluating such properties can require detailed and extensive consultation, interview programs,
and ethnographic fieldwork as discussed below. Having to conduct
such activities may add considerably
to the time and expense of compliance
with 106, the National Environment
Policy Act, and other authorities.
Such costs can be reduced significantly, however, by early, proactive
planning that identifies significant
properties or areas likely to contain
significant properties before specific

projects are planned that may affect
them, identifies parties likely to ascribe cultural value to such properties, and establishes routine systems
for consultation with such parties.

The Secretary of the Interior's Guidelines for Preservation Planning empha-

size the need for organized public
participation in context development
(48 FR 44717). The Advisory Council
on Historic Preservation's Guidelines

The Secretary of the Interior's Standards for Preservation Planning provide

for Public Participation in Historic Pres-

for the establishment of "historic contexts'7 as a basic step in any preservation planning process be it planning
for the comprehensive survey of a
community or planning a construction project. A historic context is an
organization of available information
about, among other things, the cultural history of the area to be investigated, that identifies "the broad patterns of development in an area that
may be represented by historic properties" (48 FR 44717). The traditions
and traditional lifeways of a planning
area may represent such "broad patterns," so information about them
should be used as a basis for historic
context development.

ervation Review (ACHP 1988) provide
detailed recommendations regarding
such participation. Based on these
standards and guidelines, groups that
may ascribe traditional cultural values
to an area's historic properties should
be contacted and asked to assist in organizing information on the area.
Historic contexts should be considered that reflect the history and culture of such groups as the groups
themselves understand them, as well
as their history and culture as defined
by Euroamerican scholarship, and
processes for consultation with such
groups should be integrated into routine planning and project review procedures.

�III. IDENTIFYING
TRADITIONAL CULTURAL
PROPERTIES
Some traditional cultural properties are well known to the residents of
an area. The San Francisco Peaks in
Arizona, for example, are extensively
documented and widely recognized
as places of extreme cultural importance to the Hopi, Navajo, and other
American Indian people of the Southwest, and it requires little study to
recognize that Honolulu's Chinatown
is a place of cultural importance to the
city's Asian community. Most traditional cultural properties, however,
must be identified through systematic
study, just as most other kinds of historic properties must be identified.
This section of the Bulletin will discuss some factors to consider in identifying traditional cultural properties.4

ESTABLISHING
THE LEVEL OF
EFFORT
Any comprehensive effort to identify historic properties in an area, be
the area a community, a rural area, or
the area that may be affected by a construction or land-use project, should
include a reasonable effort to identify
traditional cultural properties. What
constitutes a "reasonable" effort depends in part on the likelihood that
such properties may be present. The
likelihood that such properties may
be present can be reliably assessed
only on the basis of background
Honolulu's Chinatown reflects the cultural values and traditions of its inhabitants not
knowledge of the area's history, ethonly in its architectural details but also in its organization of space and the activities
nography, and contemporary society
that go on there. (Ramona K. Mullahey)
developed through preservation planning. As a general although not in4

For general guidelines for identification see the Secretary of the Interior's Standards and Guidelines for Identification (48 FR 44720-23), Guidelines for
Local Surveys: A Basis for Preservation Planning (National Register of Historic Places bulletin) and Identification in Historic Preservation Review: a
Decisionmaking Guide (ACHP/DOI1988).

�variable rule, however, rural areas are
more likely than urban areas to contain properties of traditional cultural
importance to American Indian or
other native American communities,
while urban areas are more likely to
contain properties of significance to
ethnic and other traditional neighborhoods.
Where identification is conducted
as part of planning for a construction
or land-use project, the appropriate
level of effort depends in part on
whether the project under consideration is the type of project that could
affect traditional cultural properties.
For example, as a rule the rehabilitation of historic buildings may have
relatively little potential for effect on
such properties. However, if a rehabilitation project may result in displacement of residents,"gentrification"
of a neighborhood, or other sociocultural impacts, the possibility that the
buildings to be rehabilitated, or the
neighborhood in which they exist,
may be ascribed traditional cultural
value by their residents or others
should be considered. Similarly, most
day-to-day management activities of a
land managing agency may have little
potential for effect on traditional cultural properties, but if the management activity involves an area or a
kind of resource that has high significance to a traditional group—for example, timber harvesting in an area
where an Indian tribe's religious practitioners may continue to carry out traditional ceremonies—the potential for
effect will be high.
These general rules of thumb aside,
the way to determine what constitutes
a reasonable effort to identify traditional cultural properties is to consult
those who may ascribe cultural significance to locations within the study
area. The need for community participation in planning identification, as in
other forms of preservation planning,
cannot be over-emphasized.

CONTACTING
TRADITIONAL
COMMUNITIES
AND GROUPS
An early step in any effort to identify historic properties is to consult
with groups and individuals who
have special knowledge about and in-

terests in the history and culture of
the area to be studied. In the case of
traditional cultural properties, this
means those individuals and groups
who may ascribe traditional cultural
significance to locations within the
study area, and those who may have
knowledge of such individuals and
groups. Ideally, early planning will
have identified these individuals and
groups, and established how to consult with them. As a rule, however,
the following steps are recommended:

BACKGROUND RESEARCH
An important first step in identifying such individuals and groups is to
conduct background research into
what is already recorded about the
area's history, ethnography, sociology, and folklife. Published and unpublished source material on the historic and contemporary composition
of the area's social and cultural
groups should be consulted; such
source material can often be found in

the anthropology, sociology, or
folklife libraries of local universities
or other academic institutions. Professional and nonprofessional students of the area's social and cultural
groups should also be consulted—for
example, professional and avocational
anthropologists and folklorists who
have studied the area. The SHPO and
any other official agency or organization that concerns itself with matters
of traditional culture—for example, a
State Folklorist or a State Native
American Commission—should be
contacted for recommendations about
sources of information and about
groups and individuals to consult.

MAKING CONTACT
Having reviewed available background data, the next step is to contact knowledgeable groups and individuals directly, particularly those
groups that are native to the area or
have resided there for a long time.
Some such groups have official repre-

Federal agencies and others have found a variety of ways to contact
knowledgeable parties in order to identify and evaluate traditional cultural properties. Generally speaking, the detail and complexity of the
methods employed depend on the nature and complexity of the properties under consideration and the effects the agency's management or
other activities may have on them. For example:
• The Black Hills National Forest designated a culturally sensitive engineer to work with local Indian tribes in establishing procedures by
which the tribes could review Forest Service projects that might affect
traditional cultural properties;
• The Air Force sponsored a conference of local traditional cultural authorities to review plans for deployment of an intercontinental missile
system in Wyoming, resulting in guidelines to ensure that effects on
traditional cultural properties would be minimized.
• The New Mexico Power Authority employed a professional cultural
anthropologist to consult with Native American groups within the
area to be affected by the Four Corners Power Project.
• The Ventura County (California) Flood Control Agency consulted with
local Native American groups designated by the State Native American Heritage Commission to determine how to handle human remains
to be exhumed from a cemetery that had to be relocated to make way
for a flood control project.
• The Utah State Historic Preservation Officer entered into an agreement
with the American Folklife Center to develop a comprehensive overview of the tangible and intangible historic resources of Grouse Creek,
a traditional Mormon cowboy community.
• The Forest Service contracted for a full-scale ethnographic study to determine the significance of the Helkau Historic District on California's
Six Rivers National Forest.

�sentatives—the tribal council of an Indian tribe, for example, or an urban
neighborhood council. In other cases,
leadership may be less officially defined, and establishing contact may be
more complicated. The assistance of
ethnographers, sociologists, folklorists, and others who may have conducted research in the area or otherwise worked with its social groups
may be necessary in such cases, in order to design ways of contacting and
consulting such groups in ways that
are both effective and consistent with
their systems of leadership and communication.
It should be clearly recognized that
expertise in traditional cultural values
may not be found, or not found solely,
among contemporary community
leaders. In some cases, in fact, the current political leadership of a community or neighborhood may be hostile
to or embarrassed about traditional
matters. As a result, it may be necessary to seek out knowledgeable parties
outside the community's official political structure. It is of course best to do
this with the full knowledge and cooperation of the community's contemporary leaders; in most cases it is appropriate to ask such leaders to identify
members of the community who are
knowledgeable about traditional cultural matters, and use these parties as
an initial network of consultants on
the group's traditional values. If there
is serious hostility between the
group's contemporary leadership and
its traditional experts, however, such
cooperation may not be extended, and
efforts to consult with traditional authorities may be actively opposed.
Where this occurs, and it is necessary
to proceed with the identification and
evaluation of properties—for example,
where such identification and evaluation are undertaken in connection with
review of an undertaking under 106—
careful negotiation and mediation may
be necessary to overcome opposition
and establish mutually acceptable
ground rules for consultation. Again,
the assistance of anthropologists or
others with training and experience in
work with the community, or with
similar communities, may be necessary.

FIELDWORK
Fieldwork to identify properties of
traditional cultural significance involves consultation with knowledge8

The Helkau Historic District, in the Six Rivers National Forest of California, is
eligible for inclusion in the National Register because of its association with significant
cultural practices of the Tolowa, Yorok, Karuk, and Hoopa Indian tribes of the area,
who have used the district for generations to make medicine and communicate with
spirits. (Theodoratus Cultural Research)

able parties, coupled with field inspection and recordation of locations identified as significant by such parties. It
is often appropriate and efficient to
combine such fieldwork with surveys
to identify other kinds of historic
properties, for example archeological
sites and properties of architectural
significance. If combined fieldwork is
conducted, however, the professional
standards appropriate to each kind of
fieldwork should be adhered to, and
appropriate expertise in each relevant
discipline should be represented on
the study team. The kinds of expertise
typically needed for a detailed ethnographic study of traditional cultural
properties are outlined in Appendix
II. Applicable research standards can
be found in Systematic Fieldwork, Volume 2: Ethnographic Analysis and Data
Management. (Werner and Schoepfle
1986)

CULTURALLY SENSITIVE
CONSULTATION
Since knowledge of traditional cultural values may not be shared readily
with outsiders, knowledgeable parties
should be consulted in cultural contexts that are familiar and reasonable
to them. It is important to understand
the role that the information being solicited may play in the culture of those

from whom it is being solicited, and
the kinds of rules that may surround
its transmittal. In some societies traditional information is regarded as
powerful, even dangerous. It is often
believed that such information should
be transmitted only under particular
circumstances or to particular kinds of
people. In some cases information is
regarded as a valued commodity for
which payment is in order, in other
cases offering payment may be offensive. Sometimes information may be
regarded as a gift, whose acceptance
obligates the receiver to reciprocate in
some way, in some cases by carrying
out the activity to which the information pertains.
It may not always, or even often, be
possible to arrange for information to
be sought in precisely the way those
being consulted might prefer, but
when it is not, the interviewer should
clearly understand that to some extent
he or she is asking those interviewed
to violate their cultural norms. The
interviewer should try to keep such
violations to a minimum, and should
be patient with the reluctance that
those interviewed may feel toward
sharing information under conditions
that are not fully appropriate from
their point of view.
Culturally sensitive consultation
may require the use of languages
other than English, the conduct of

�community meetings in ways consistent with local traditional practice,
and the conduct of studies by trained
ethnographers, ethnohistorians, sociologists, or folklorists with the kinds
of expertise outlined in Appendix II.
Particularly where large projects or
large land areas are involved, or
where it is likely that particularly
sensitive resources may be at issue,
formal ethnographic studies should
be carried out, by or under the supervision of a professionally qualified
cultural anthropologist.

FIELD INSPECTION AND
RECORDATION
It is usually important to take
knowledgeable consultants into the
field to inspect properties that they
identify as significant. In some cases
such properties may not be discernible as such to anyone but a knowledgeable member of the group that
ascribes significance to them; in such
cases it may be impossible even to
find the relevant properties, or locate
them accurately, without the aid of
such parties. Even where a property
is readily discernible as such to the
outside observer, visiting the property may help a consultant recall information about it that he or she is
unlikely to recall during interviews at
a remote location, thus making for a
richer and more complete record.
Where the property in question
has religious significance or supernatural connotations, it is particularly
important to ensure that any visit is
carried out in accordance with appropriate modes of behavior. In some
cases, ritual purification is necessary
before a property can be approached,
or spirits must be propitiated along
the way. Some groups forbid visits to
such locations by menstruating
women or by people of inappropriate
ages. The taking of photographs or
the use of electronic recording equipment may not be appropriate. Appropriate ways to approach the property should be discussed with knowledgeable consultants before undertaking a field visit.
To the extent compatible with the
cultural norms of the group involved,
traditional cultural properties should
be recorded on National Register of
Historic Places forms or their equivalent.5 Where items normally included
in a National Register nomination or
request for a determination of eligibility cannot be included (for ex-

ample, if it is culturally inappropriate
to photograph the property), the reasons for not including the item
should be explained. To the extent
possible in the property's cultural
context, other aspects of the documentation (for example, verbal descriptions of the property) should be
enhanced to make up for the items
not included.
If making the location of a property known to the public would be
culturally inappropriate, or compromise the integrity of the property or
associated cultural values (for example, by encouraging tourists to intrude upon the conduct of traditional
practices), the "Not for Publication"
box on the National Register form
should be checked; this indicates that
the reproduction of locational information is prohibited, and that other
information contained in the nomination will not be reproduced without
the permission of the nominating authority. In the case of a request for a
determination of eligibility in which a
National Register form is not used,
the fact that the information is not for
publication should be clearly speci-

fied in the documentation, so that the
National Register can apply the same
controls to this information as it would
to restricted information in a nomination.6

RECONCILING
SOURCES
Sometimes an apparent conflict exists between documentary data on traditional cultural properties and the testimony of contemporary consultants.
The most common kind of conflict occurs when ethnographic and
ethnohistorical documents do not identify a given place as playing an important role in the tradition and culture of
a group, while contemporary members
of the group say the property does
have such a role. More rarely, documentary sources may indicate that a
property does have cultural significance while contemporary sources say
it does not. In some cases, too, contemporary sources may disagree about the
significance of a property.

Much of the significance of traditional cultural properties can be learned only from
testimony of the traditional people who value them, like this old man being interviewed
in Truk. (Micronesia Institute)
5
For general instructions on the completion of National Register documentation, see How to
Complete the National Register of Historic Places Form.
6
Section 304 of the National Historic Preservation Act provides the legal authority to withhold
National Register information from the public when release might "create a substantial risk of
harm, theft, or destruction." For detailed guidelines concerning restricting access to information
see the National Register bulletin entitled, Guidelines for Restricting Information About Historic and
Prehistoric Resources.

�Where available documents fail to
identify a property as culturally significant, but contemporary sources
identify it as such, several points
should be considered.
(a)Ethnographic and ethnohistorical
research has not been conducted
uniformly in all parts of the nation;
some areas are better documented
than others simply because they
have been the focus of more research.
(b)Ethnographic and ethnohistorical
documents reflect the research
interests of those who prepared
them; the fact that one does not
identify a property as culturally
important may reflect only the fact
that the individual who prepared
the report had research interests
that did not require the identification of such properties.
(c) Some kinds of traditional cultural
properties are regarded by those
who value them as the loci of
supernatural or other power, or as
having other attributes that make
people reluctant to talk about them.
Such properties are not likely to be
recorded unless someone makes a
very deliberate effort to do so, or
unless those who value them have
a special reason for revealing the
information—for example, a
perception that the property is in
some kind of danger.

Particularly because properties of
traditional cultural significance are often kept secret, it is not uncommon
for them to be "discovered" only
when something threatens them—for
example, when a change in land-use
is proposed in their vicinity. The sudden revelation by representatives of a
cultural group which may also have
other economic or political interests in
the proposed change can lead quickly
to charges that the cultural significance of a property has been invented
only to obstruct or otherwise influence those planning the change. This
may be true, and the possibility that
traditional cultural significance is attributed to a property only to advance
other, unrelated interests should be
carefully considered. However, it also
may be that until the change was proposed, there simply was no reason for
those who value the property to reveal its existence or the significance
they ascribe to it.
Where ethnographic, ethnohistorial, historical, or other sources
identify a property as having cultural
significance, but contemporary
sources say that it lacks such significance, the interests of the contemporary sources should be carefully considered. Individuals who have economic interests in the potential development of an area may be strongly
motivated to deny its cultural significance. More subtly, individuals who
regard traditional practices and beliefs as backward and contrary to the

7
For excellent examples of studies designed in whole or in part to identify and evaluate traditional cultural properties based on both documentary sources and the testimony of consultants,
see Bean and Vane 1978; Carroll 1983; Johnston and Budy 1983; Stoffle and Dobyns 1982,1983;
Theodoratus 1979.

10

best contemporary interests of the
group that once ascribed significance
to a property may feel justified in saying that such significance has been
lost, or was never ascribed to the
property. On the other hand, of
course, it may be that the documentary sources are wrong, or that the
significance ascribed to the property
when the documents were prepared
has since been lost.
Similar consideration must be
taken into account in attempting to
reconcile conflicting contemporary
sources. Where one individual or
group asserts that a property has traditional cultural significance, and another asserts that it does not or where
there is disagreement about the nature or extent of a property's significance, the motives and values of the
parties, and the cultural constraints
operating on each, must be carefully
analyzed.
In general, the only reasonably reliable way to resolve conflict among
sources is to review a wide enough
range of documentary data, and to interview a wide enough range of authorities to minimize the likelihood either of inadvertent bias or of being
deliberately misled.
Authorities consulted in most cases
should include both knowledgeable
parties within the group that may attribute cultural value to a property
and appropriate specialists in ethnography, sociology, history, and other
relevant disciplines.7

�IV. DETERMINING
ELIGIBILITY: STEP BY STEP
Whether a property is known in
advance or found during an identification effort, it must be evaluated
with reference to the National Register Criteria for Evaluation (36 CFR
Part 60) in order to determine
whether it is eligible for inclusion in
the Register. This section discusses
the process of evaluation as a series of
sequential steps. In real life of course,
these steps are often collapsed into
one another or taken together.

STEP ONE:
ENSURE THAT THE ENTITY
UNDER CONSIDERATION
IS A PROPERTY
Because the cultural practices or
beliefs that give a traditional cultural
property its significance are typically
still observed in some form at the
time the property is evaluated, it is
sometimes perceived that the intangible practices or beliefs themselves,
not the property, constitute the subject of evaluation. There is naturally a
dynamic relationship between tangible and intangible traditional cultural resources, and the beliefs or
practices associated with a traditional
cultural property are of central importance in defining its significance.
However, it should be clearly recognized at the outset that the National
Register does not include intangible
resources themselves. The entity
evaluated must be a tangible property—that is, a district, site, building,
structure, or object.8 The relationship
between the property and the beliefs
or practices associated with it should
be carefully considered, however,
since it is the beliefs and practices that
may give the property its significance
and make it eligible for inclusion in
the National Register.
Construction by human beings is a
necessary attribute of buildings and
structures, but districts, sites, and objects do not have to be the products

of, or contain, the work of human beings in order to be classified as properties. For example, the National Register defines a "site" as "the location
of a significant event, a prehistoric or
historic occupation or activity, or a
building or structure, whether standing, ruined, or vanished, where the location itself possesses historic, cultural, or archeological value regardless of the value of any existing structure."9 Thus a property may be defined as a "site" as long as it was the
location of a significant event or activity, regardless of whether the event or
activity left any evidence of its occurrence. A culturally significant natural
landscape may be classified as a site,
as may the specific location where significant traditional events, activities,
or cultural observances have taken
place. A natural object such as a tree
or a rock outcrop may be an eligible
object if it is associated with a significant tradition or use. A concentration,
linkage, or continuity of such sites or
objects, or of structures comprising a
culturally significant entity, may be
classified as a district.
In considering the eligibility of a
property that contains no observable
evidence of human activity, however,
the documentary or oral evidence for
the association of the property with
traditional events, activities or observances should be carefully weighed
and assessed. The National Register
discourages the nomination of natural
features without sound documentation of their historical or cultural significance.

STEP TWO:
CONSIDER THE
PROPERTY'S INTEGRITY
In order to be eligible for inclusion
in the Register, a property must have
"integrity of location, design, setting,
materials, workmanship, feeling, and
association" (36 CFR Part 60).

In the case of a traditional cultural
property, there are two fundamental
questions to ask about integrity. First,
does the property have an integral relationship to traditional cultural practices or beliefs; and second, is the condition of the property such that the
relevant relationships survive?

INTEGRITY OF
RELATIONSHIP
Assessing the integrity of the relationship between a property and the
beliefs or practices that may give it
significance involves developing
some understanding about how the
group that holds the beliefs or carries
out the practices is likely to view the
property. If the property is known or
likely to be regarded by a traditional
cultural group as important in the retention or transmittal of a belief, or to
the performance of a practice, the
property can be taken to have an integral relationship with the belief or
practice, and vice-versa.
For example, imagine two groups
living along the shores of a lake. Each
group practices a form of baptism to
mark an individual's acceptance into
the group. Both carry out baptism in
the lake. One group, however, holds
that baptism is appropriate in any
body of water that is available; the
lake happens to be available, so it is
used, but another lake, a river or
creek, or a swimming pool would be
just as acceptable. The second group
regards baptism in this particular lake
as essential to its acceptance of an individual as a member. Clearly the
lake is integrally related to the second
group's practice, but not to that of the
first.
8

See How to Apply the National Register Cri-

teria for Evaluation for discussion of property
types.
)

See How to Complete the National Register
Form.

11

�INTEGRITY OF CONDITION
Like any other kind of historic
property, a property that once had
traditional cultural significance can
lose such significance through physical alteration of its location, setting,
design, or materials. For example, an
urban neighborhood whose structures, objects, and spaces reflect the
historically rooted values of a traditional social group may lose its significance if these aspects of the neighborhood are substantially altered.
In some cases a traditional cultural
property can also lose its significance
through alteration of its setting or environment. For example, a location
used by an American Indian group
for traditional spirit questing is unlikely to retain its significance for this
purpose if it has come to be surrounded by housing tracts or shopping malls.
A property may retain its traditional cultural significance even
though it has been substantially modified, however. Cultural values are
dynamic, and can sometimes accommodate a good deal of change. For
example, the Karuk Indians of northwestern California continue to carry
on world renewal rites, ancient ceremonies featuring elaborate dances,
songs, and other ritual activities,
along a stretch of the Klamath River
that is now the site of a highway, a
Forest Service Ranger Station, a number of residences, and a timber cutting
operation. Specific locations important in aspects of the ceremony remain intact, and accommodation has
been reached between the Karuk and
other users of the land. The State Department of Transportation has even
erected "Ritual Crossing" signs at locations where the Karuk religious
practitioners cross the highway, and
built shallow depressions into the
roadway which are filled with sand in
advance of the ceremony, so the feet
of the practitioners need not be profaned by contact with man-made macadam. As this example shows, the integrity of a possible traditional cultural property must be considered
with reference to the views of traditional practitioners; if its integrity has
not been lost in their eyes, it probably
has sufficient integrity to justify further evaluation.
Some kinds of traditional cultural
significance also may be retained regardless of how the surroundings of a
12

Cannonball Island, off Cape Alava on the coast of Washington State, is a traditional
cultural property of importance to the Makah Indian people. It was used in the past,
and is still used today, as a navigation marker for Makah fisherman, who established
locations at sea by triangulation from this and other landmarks. It also was a lookout
point for seal and whale hunters and for war parties, a burial site, and a kennel for dogs
raised for their fur. (Makah Cultural and Research Center Archives)

property may be changed. For example, the First African Baptist
Church Cemetery in Philadelphia, rediscovered during archeological work
in advance of highway construction in
1985, has considerable cultural significance for the congregation that traces
descent from those interred in the
Cemetery, and for Philadelphia's African American community in general,
even though its graves had been buried under fill and modern construction for many decades.
It should also be recalled that even
if a property has lost integrity as a
possible traditional cultural property,
it may retain integrity with reference
to some other aspect of significance.
For example, a property whose cultural significance has been lost
through disturbance may still retain
archeological deposits of significance
for their information content, and a
neighborhood whose traditional residents no longer ascribe significance to
it may contain buildings of architectural importance.

STEP THREE:
EVALUATE THE PROPERTY
WITH REFERENCE TO THE
NATIONAL REGISTER
CRITERIA
Assuming the entity to be evaluated is a property, and that it retains

integrity, it is next necessary to evaluate it against the four basic National
Register Criteria set forth in the National Register regulations (36 CFR
Part 60). If the property meets one or
more of the criteria, it may be eligible;
if it does not, it is not eligible.10

CRITERION (A):
ASSOCIATION WITH
EVENTS THAT HAVE MADE
A SIGNIFICANT
CONTRIBUTION TO THE
BROAD PATTERNS OF OUR
HISTORY.
The word "our" in this criterion
may be taken to refer to the group to
which the property may have traditional cultural significance, and the
word "history" may be taken to include traditional oral history as well as
recorded history. For example, Mt.
Tonaachaw on Moen Island in Truk,
Federated States of Micronesia, is in
the National Register in part because
of association with oral traditions
about the establishment of Trukese society.
"Events" can include specific moments in history of a series of events
reflecting a broad pattern or theme.
10

For general guidelines, see How to Apply

the National Register Criteria for Evaluation.

�For example, the ongoing participation of an ethnic or social group in an
area's history, reflected in a
neighborhood's buildings,
streetscapes, or patterns of social activity, constitutes such a series of
events.
The association of a property with
significant events, and its existence at
the time the events took place, must
be documented through accepted
means of historical research. The
means of research normally employed
with respect to traditional cultural
properties include ethnographic,
ethnohistorical, and folklore studies,
as well as historical and archeological
research. Sometimes, however, the
actual time a traditional event took
place may be ambiguous; in such
cases it may be impossible, and to
some extent irrelevant, to demonstrate
with certainty that the property in
question existed at the time the traditional event occurred. For example,
events recounted in the traditions of
Native American groups may have
occurred in a time before the creation
of the world as we know it, or at least
before the creation of people. It
would be fruitless to try to demonstrate, using the techniques of history
and science, that a given location did
or did not objectively exist in a time
whose own existence cannot be demonstrated scientifically. Such a demonstration is unnecessary for purposes of eligibility determination; as
long as the tradition itself is rooted in
the history of the group, and associates the property with traditional
events, the association can be accepted.

a Cahuilla Indian demigod who figures importantly in the tribe's traditions and is said to occupy an obsidian cave high in the canyon.

CRITERION (C)(2):
REPRESENTATIVE OF THE
WORK OF A MASTER.

CRITERION (O(l): 11
EMBODIMENT OF THE
DISTINCTIVE
CHARACTERISTICS OF A
TYPE, PERIOD, OR METHOD
OF CONSTRUCTION.

A property identified in tradition
or suggested by scholarship to be the
work of a traditional master builder
or artisan may be regarded as the
work of a master, even though the
precise identity of the master may not
be known.

This subcriterion applies to properties that have been constructed, or
contain constructed entities—that is,
buildings, structures, or built objects.
For example, a neighborhood that has
traditionally been occupied by a particular ethnic group may display particular housing styles, gardens, street
furniture or ornamentation distinctive
of the group. Honolulu's Chinatown,
for example, embodies the distinctive
cultural values of the City's Asian
community in its architecture, landscaping, signage, and ornamentation.

CRITERION (C)(3):
POSSESSION OF HIGH
ARTISTIC VALUES.
A property made up of or containing art work valued by a group for
traditional cultural reasons, for example a petroglyph or pictograph site
venerated by an Indian group, or a
building whose decorative elements
reflect a local ethnic groups distinctive modes of expression, may be
viewed as having high artistic value
from the standpoint of the group.

11
Note: Criterion (C) is not subdivided into
subcriteria (1), (2), etc. in 36 CFR Part 60.4. The
subdivision given here is only for the convenience of the reader.

CRITERION (B):
ASSOCIATION WITH THE
LIVES OF PERSONS
SIGNIFICANT IN OUR PAST.
Again, the word "our" can be interpreted with reference to the people
who are thought to regard the property as traditionally important. The
word "persons" can be taken to refer
both to persons whose tangible, human existence in the past can be inferred on the basis of historical, ethnographic, or other research, and to
"persons" such as gods and demigods
who feature in the traditions of a
group. For example, Tahquitz Canyon in southern California is included
in the National Register in part because of its association with Tahquitz,

In Trukese tradition, the Tonaachaw Historic District was the location to which
Sowukachaw, founder of the Trukese society, came and established his meetinghouse at
the beginning of Trukese history. The mountain, in what is now the Federated States
of Micronesia, is a powerful landmark in the traditions of the area. (Lawrence E.
Aten)
13

�CRITERION (C)(4):
REPRESENTATIVE OF A
SIGNIFICANT AND
DISTINGUISHABLE ENTITY
WHOSE COMPONENTS
MAY LACK INDIVIDUAL
DISTINCTION.
A property may be regarded as
representative of a significant and
distinguishable entity, even though it
lacks individual distinction, if it represents or is an integral part of a
larger entity of traditional cultural
importance. The larger entity may,
and usually does, possess both tangible and intangible components. For
example, certain locations along the
Russian River in California are highly
valued by the Porno Indians, and
have been for centuries, as sources of
high quality sedge roots needed in
the construction of the Pomo's world
famous basketry.
Although the sedge fields themselves are virtually indistinguishable
from the surrounding landscape, and
certainly indistinguishable by the untrained observer from other sedge
fields that produce lower quality
roots, they are representative of, and
vital to, the larger entity of Porno
basketmaking. Similarly, some
deeply venerated landmarks in
Micronesia are natural features, such
as rock outcrops and groves of trees;
these are indistinguishable visually
(at least to the outside observer) from
other rocks and trees, but they figure
importantly in chants embodying traditional sailing directions and lessons
about traditional history. As individual objects they lack distinction,
but the larger entity of which they are
a part—Micronesian navigational and
historical tradition—is of prime importance in the area's history.

CRITERION (D): HISTORY
OF YIELDING, OR
POTENTIAL TO YIELD,
INFORMATION
IMPORTANT IN
PREHISTORY OR HISTORY.
Properties that have traditional
cultural significance often have already yielded, or have the potential
to yield, important information
through ethnographic, archeological,
sociological, folkloric, or other stud14

I

Many traditional cultural properties look like very little on the ground. The small
protuberance in the center of this photo, known to residents of the Hanford Nuclear
Reservation in Washington State as Goose Egg Hill, is regarded by the Yakima Indians
of the area as the heart of a goddess who was torn apart by jealous compatriots. They
scattered her pieces across the landscape, creating a whole complex of culturally
significant landforms. (Thomas F. King)

ies. For example, ethnographic and
ethnohistorical studies of Kaho'olawe
Island in Hawai'i, conducted in order
to clarify its eligibility for inclusion in
the National Register, have provided
important insights into Hawai'ian traditions and culture and into the history of twentieth century efforts to revitalize traditional Hawai'ian culture.
Similarly, many traditional American Indian village sites are also archeological sites, whose study can provide important information about the
history and prehistory of the group
that lived there. Generally speaking,
however, a traditional cultural
property's history of yielding, or potential to yield, information, if relevant
to its significance at all, is secondary to
its association with the traditional history and culture of the group that ascribes significance to it.

STEP 4:
DETERMINE WHETHER ANY
OF THE NATIONAL
REGISTER CRITERIA
CONSIDERATIONS (36 CFR
60.4) MAKE THE PROPERTY
INELIGIBLE
Generally speaking, a property is
not eligible for inclusion in the Register if it represents a class of properties
to which one or more of the six "criteria considerations" listed in 36 CFR
60.4 applies, and is not part of a district that is eligible.
In applying the criteria considerations, it is important to be sensitive to

the cultural values involved, and to
avoid ethnocentric bias, as discussed
below.

CONSIDERATION A:
OWNERSHIP BY A
RELIGIOUS INSTITUTION
OR USE FOR RELIGIOUS
PURPOSES.
A "religious property," according
to National Register guidelines, requires additional justification (for
nomination) because of the necessity
to avoid any appearance of judgement
by government about the merit of any
religion or belief."12 Conversely, it is
necessary to be careful not to allow a
similar judgement to serve as the basis for determining a property to be
ineligible for inclusion in the Register.
Application of this criteria consideration to traditional cultural properties
is fraught with the potential for ethnocentrism and discrimination. In many
traditional societies, including most
American Indian societies, the clear
distinction made by Euroamerican society between religion and the rest of
culture does not exist. As a result,
properties that have traditional cultural significance are regularly discussed by those who value them in
terms that have religious connotations. Inyan Karan Mountain, for example, a National Register property in
the Black Hills of South Dakota, is sig-

12

How to Complete the National Register Form.

�nificant in part because it is the abode
of spirits in the traditions of the
Lakota and Cheyenne. Some traditional cultural properties are used for
purposes that are definable as religious in Euroamerican terms, and this
use is intrinsic to their cultural significance.
Kootenai Falls on the Kootenai
River in Idaho, part of the National
Register-eligible Kootenai Falls Cultural Resource District, has been used
for centuries as a vision questing site
by the Kootenai tribe. The Helkau
Historic District in northern California is a place where traditional religious practitioners go to make medicine and commune with spirits, and
Mt. Tonaachaw in Truk is an object of
spiritual veneration. The fact that
such properties have religious connotations does not automatically make
them ineligible for inclusion in the
Register.
Applying the "religious exclusion"
without careful and sympathetic consideration to properties of significance
to a traditional cultural group can result in discriminating against the
group by effectively denying the legitimacy of its history and culture.
The history of a Native American
group, as conceived by its indigenous
cultural authorities, is likely to reflect
a kind of belief in supernatural beings
and events that Euroamerican culture
categorizes as religious, although the
group involved, as is often the case
with Native American groups, may
not even have a word in its language
for "religion." To exclude from the
National Register a property of cultural and historical importance to
such a group, because its significance
tends to be expressed in terms that to
the Euroamerican observer appear to
be "religious" is ethnocentric in the
extreme.
In simplest terms, the fact that a
property is used for religious purposes by a traditional group, such as
seeking supernatural visions, collecting or preparing native medicines, or
carrying out ceremonies, or is described by the group in terms that are
classified by the outside observer as
"religious" should not by itself be
taken to make the property ineligible,
since these activities may be expressions of traditional cultural beliefs
and may be intrinsic to the continuation of traditional cultural practices.
Similarly, the fact that the group that
owns a property—for example, an
American Indian tribe—describes it in

religious terms, or constitutes a group
of traditional religious practitioners,
should not automatically be taken to
exclude the property from inclusion
in the Register. Criteria Consideration A was included in the Criteria
for Evaluation in order to avoid allowing historical significance to be determined on the basis of religious doctrine, not in order to exclude arbitrarily any property having religious
associations. National Register guidelines stress the fact that properties can
be listed in or determined eligible for
the Register for their association with
religious history, or with persons significant in religion, if such significance has "scholarly, secular recognition."13 The integral relationship
among traditional Native American
culture, history, and religion is widely
recognized in secular scholarship.14
Studies leading to the nomination of
traditional cultural properties to the
Register should have among their
purposes the application of secular
scholarship to the association of particular properties with broad patterns
of traditional history and culture. The
fact that traditional history and culture may be discussed in religious
terms does not make it less historical
or less significant to culture, nor does
it make properties associated with traditional history and culture ineligible
for inclusion in the National Register.

CONSIDERATION B:
RELOCATED PROPERTIES.
Properties that have been moved
from their historically important locations are not usually eligible for inclusion in the Register, because "the significance of (historic properties) is embodied in their locations and settings
as well as in the (properties) themselves" and because "one basic purpose of the National Register is to encourage the preservation of historic
properties as living parts of their communities."15 This consideration is relevant but rarely applied formally to
traditional cultural properties; in most
cases the property in question is a site
or district which cannot be relocated
in any event. Even where the property can be relocated, maintaining it
on its original site is often crucial to
maintaining its importance in traditional culture, and if it has been
moved, most traditional authorities
would regard its significance as lost.
Where a property is intrinsically
portable, however, moving it does not
13

How to Complete the National Register Form.

14

For example see U.S. Commission on
Civil Rights 1983; Michaelson 1986.
15

How to Complete the National Register Form.

The fact that a property has religious connotations does not automatically disqualify it
for inclusion in the National Register. This Shaker community in Massachusetts, for
example, while religious in orientation, is included in the Register because it expresses
the cultural values of the Shakers as a society. (Historic American Buildings Survey)
15

�Some traditional cultural properties may be moveable, like this traditional war canoe still in use in the Republic ifPalua. (Papua
Historic Preservation Officer)

destroy its significance, provided it
remains "located in a historically appropriate setting."16 For example, a
traditionally important canoe or other
watercraft would continue to be eligible as long as it remained in the water or in an appropriate dry land context (e.g., a boathouse). A property
may also retain its significance if it
has been moved historically.17 For
example, totem poles moved from one
Northwest Coast village to another in
early times by those who made or
used them would not have lost their
significance by virtue of the move. In
some cases, actual or putative relocation even contributes to the significance of a property. The topmost
peak of Mt. Tonaachaw in Truk, for
example, is traditionally thought to
have been brought from another island; the stories surrounding this
magical relocation are parts of the
mountains cultural significance.
In some cases it may be possible to
relocate a traditionally significant
property and still retain its significance, provided the property's "historic and present orientation, immediate setting, and general environment"
are carefully considered in planning
and executing the move.18 At Lake
Sonoma in California, for example,
the U.S. Army Corps of Engineers relocated a number of boulders contain16

ing petroglyphs having artistic, archeological, and traditional cultural
significance to protect them from inundation. The work was done in consultation with members of the local
Porno Indian tribe, and apparently
did not destroy the significance of the
boulders in the eyes of the tribe.19

CONSIDERATION C:
BIRTHPLACES AND
GRAVES.
Birthplaces and graves of famous
persons are not usually eligible for inclusion in the Register as such. If the
birthplace or gravesite of a historical
person is significant for reasons other
than its association with that person,
however, the property can of course
be eligible.20 Thus in the case of a traditional cultural property, if
someone's birth or burial within the
property's boundaries was incidental
to the larger traditional significance of
the property, the fact that it occurred
does not make the property ineligible.
For example, in South Texas, the
burial site of Don Pedrito Jaramillo, a
well documented folk healer who
practiced at the turn of the century,
has for more than seventy years been
a culturally significant site for the performance of traditional healing rituals

by Mexican American folk healers.
Here the cultural significance of the
site as a center for healing is related to
the intangible belief that Don
Pedrito's spirit is stronger there than
in other places, rather than to the fact
of his burial there.
On the other hand, it is possible for
the birth or burial itself to have been
ascribed such cultural importance that
its association with the property contributes to its significance.
Tahquitz Canyon in southern California, for example, is in a sense the
traditional "birthplace" of the entire
Cahuilla Indian people. Its status as
such does not make it ineligible; on
the contrary, it is intrinsic to its eligibility. Mt. Tonaachaw in Truk is according to some traditions the birth-

16

How to Complete the National Register Form.

17

How to Complete the National Register Form.

18

How to Complete the National Register Form.

19

The location to which a property is relocated, and the extent to which it retains its integrity after relocation, must be carefully considered in judging its continued eligibility for
inclusion in the National Register. See How to
Complete the National Register Form for general

guidelines.
20

How to Complete the National Register

Form.

�place of the culture hero Souwooniiras, whose efforts to organize society
among the islands of Truk Lagoon are
the stuff of Trukese legend. The association of his birth with the mountain
does not make the mountain ineligible; rather, it contributes to its eligibility.

CONSIDERATION D:
CEMETERIES.
Cemeteries are not ordinarily eligible for inclusion in the Register unless they "derive (their) primary significance from graves of persons of
transcendent importance, from age,
from distinctive design values, or from
association with historic events."21
Many traditional cultural properties
contain cemeteries, however, whose
presence contributes to their significance.
Tahquitz Canyon, for example,
whose major significance lies in its association with Cahuilla traditional
history, contains a number of cemeteries that are the subjects of great concern to the Cahuilla people. The fact
that they are present does not render
the Canyon ineligible; on the contrary,
as reflections of the long historical association between the Cahuilla and
the Canyon, the cemeteries reflect and
contribute to the Canyon's significance. Thus the fact that a traditional
cultural property is or contains a cemetery should not automatically be
taken to render it ineligible.

struction in no way diminishes the
island's eligibility.

CONSIDERATION F:
COMMEMORATION.
Like other properties, those constructed to commemorate a traditional
event or person cannot be found eligible for inclusion in the Register
based on association with that event
or person alone.23 The mere fact that
commemoration is involved in the use
or design of a property should not be
taken to make the property ineligible,
however. For example, traditional
meetinghouses in the Republic of
Palau, included in the National Register, are typically ornamented with
"story boards" commemorating traditional events; these derive their design from traditional Palauan aesthetic values, and thus contribute to
the cultural significance of the structures. They connect the structures
with the traditional history of the islands, and in no way diminish their
cultural, ethnographic, and architectural significance.

CONSIDERATION G:
SIGNIFICANCE ACHIEVED
WITHIN THE PAST 50
YEARS.
Properties that have achieved significance only within the 50 years preceding their evaluation are not eligible for inclusion in the Register unless "sufficient historical perspective
exists to determine that the property
is exceptionally important and will
continue to retain that distinction in
the future."24 This is an extremely
important criteria consideration with
respect to traditional cultural values.
A significance ascribed to a property
only in the past 50 years cannot be
considered traditional.
As an example, consider a mountain peak used by an Indian tribe for
communication with the supernatural. If the peak has been used by
members of the tribe for many years,
or if it was used by members of the
tribe in prehistory or early history, it
may be eligible, but if its use has begun only within the past 50 years, it is
probably not eligible.
21

How to Complete the National Register

Form.

22

How to Complete the National Register

Form.

23

How to Complete the National Register

Form.

24

How to Complete the National Register

Form.

CONSIDERATION E:
RECONSTRUCTION.
A reconstructed property—that is,
a new construction that ostensibly reproduces the exact form and detail of
a property or portion of a property
that has vanished, as it appeared at a
specific period in time—is not normally eligible for inclusion in the Register unless it meets strict criteria.22
The fact that some reconstruction has
occurred within the boundaries of a
traditional cultural property, however, does not justify regarding the
property as ineligible for inclusion in
the Register. For example, individuals involved in the revitalization of
traditional Hawaiian culture and religion have reconstructed certain religious structures on the island of
Kaho'olawe; while the structures
themselves might not be eligible for
inclusion in the Register, their con-

Several hundred persons visit this shrine to Don Pedrito Jaramillo, curandero (faith
healer), yearly to seek his healing spirit. (Curtis Tunnell, Texas Historical
Commission)
17

�Tahquitz Canyon, in southern California, is included in the National Register because of its association with the traditions of the
Cahuilla Indians. The ancestors of the Cahuilla came into this world from a lower one at the beginning of time, and an evil spirit,
named Tahquitz, is believed to live in the upper reaches of the canyon. (Thomas F. King)

The fact that a property may have
gone unused for a lengthy period of
time, with use beginning again only
recently, does not make the property
ineligible for the Register. For example, assume that the Indian tribe
referred to above used the mountain
peak in prehistory for communication
with the supernatural, but was forced
to abandon such use when it was confined to a distant reservation, or when
its members were converted to Christianity. Assume further that a revitalization of traditional religion has be-

18

gun in the last decade, and as a result
the peak is again being used for vision
quests similar to those carried out
there in prehistory. The fact that the
contemporary use of the peak has
little continuous time depth does not
make the peak ineligible; the peak's
association with the traditional activity reflected in its contemporary use is
what must be considered in determining eligibility.
The length of time a property has
been used for some kinds of traditional purposes may be difficult to es-

tablish objectively. Many cultural uses
may have left little or no physical evidence, and may not have been noted
by ethnographers or early visitors to
the area. Some such uses are explicitly
kept from outsiders by members of the
group ascribing significance to the
property. Indirect evidence and inference must be weighed carefully, by or
in consultation with trained ethnographers, ethnohistorians, and other specialists, and professional judgements
made that represent one's best, goodfaith interpretation of the available
data.

�V. DOCUMENTING
TRADITIONAL CULTURAL
PROPERTIES
GENERAL
CONSIDERATIONS
Generally speaking, documentation
of a traditional cultural property, on a
National Register nomination form or
in eligibility documentation, should
include a presentation of the results of
interviews and observations that systematically describe the behavior, beliefs, and knowledge that are germane
to understanding the property's cultural significance, and an organized
analysis of these results. The data
base from which the formal nomination or eligibility determination documents are derived should normally
include appropriate tape recordings,
photographs, field notes, and primary
written records.
Obtaining and presenting such
documentation can present special
challenges, however. First, those who
ascribe significance to the property
may be reluctant to allow its description to be committed to paper, or to be
filed with a public agency that might
release information about it to inappropriate people. Second, documentation necessarily involves addressing
not only the physical characteristics of
the property as perceived by an outside observer, but culturally significant aspects of the property that may
be visible or knowable only to those
in whose traditions it is significant.
Third, boundaries are often difficult
to define. Fourth, in part because of
the difficulty involved in defining
boundaries, it is important to address
the setting of the property.

THE PROBLEM OF
CONFIDENTIALITY
Particularly where a property has
supernatural connotations in the
minds of those who ascribe significance to it, or where it is used in ongoing cultural activities that are not
readily shared with outsiders, it may
be strongly desired that both the nature and the precise location of the
property be kept secret. Such a desire
on the part of those who value a property should of course be respected,
but it presents considerable problems
for the use of National Register data
in planning. In simplest terms, one
cannot protect a property if one does
not know that it is there.
The need to reveal information
about something that one's cultural
system demands be kept secret can
present agonizing problems for traditional groups and individuals. It is
one reason that information on traditional cultural properties is not
readily shared with Federal agencies
and others during the planning and
environmental review of construction
and land use projects. However concerned one may be about the impacts
of such a project on a traditional cultural property, it may be extremely
difficult to express these concerns to
an outsider if one's cultural system
provides no acceptable mechanism for
doing so. These difficulties are sometimes hard for outsiders to understand, but they should not be underrated. In some cultures it is sincerely
believed that sharing information inappropriately with outsiders will lead
to death or severe injury to one's family or group.
As noted above, information on
historic properties, including traditional cultural properties, may be kept

confidential under the authority of
304 of the National Historic Preservation Act.25 This may not always be
enough to satisfy the concerns of
those who value, but fear the results
of releasing information on, traditional cultural properties. In some
cases these concerns may make it necessary not to nominate such properties formally at all, or not to seek formal determinations of eligibility, but
simply to maintain some kind of minimal data in planning files. For example, in planning deployment of the
MX missile system in Wyoming, the
Air Force became aware that the
Lakota Indian tribe in the area had
concerns about the project's impacts
on traditional cultural properties, but
was unwilling to identify and document the precise locations and significance of such properties. To resolve
this problem, Air Force representatives met with the tribe's traditional
cultural authorities and indicated
where they wanted to construct the
various facilities required by the deployment; the tribe's authorities indicated which of these locations were
likely to present problems, without
saying what the nature of the problems might be. The Air Force then designed the project to minimize use of
such areas. In a narrow sense, obviously, the Air Force did not go
through the process of evaluation recommended by this Bulletin; no specific properties were identified or
evaluated to determine their eligibility for inclusion in the National Register. In a broader sense, however, the
Air Force's approach represents excellent practice in the identification and
treatment of traditional cultural prop25
For details regarding maintaining confidentiality, see Guidelines for Restricting Information About Historic and Prehistoric Resources.

19

�erties. The Air Force consulted carefully and respectfully with those who
ascribed traditional cultural significance to properties in the area, and
sought to accommodate their concerns. The tribe responded favorably
to this approach, and did not take undue advantage of it. Presumably, had
the tribe expressed concern about
such expansive or strategically located
areas as to suggest that it was more
interested in impeding the deployment than in protecting its valued
properties the Air Force would have
had to use a different approach.
In summary: the need that often
exists to keep the location and nature
of a traditional cultural property secret can present intractable problems.
These must be recognized and dealt
with flexibly, with an understanding
of the fact that the management problems they may present to Federal
agencies or State Historic Preservation
Officers may pale into insignificance
when compared with the wrenching
cultural conflicts they may present to
those who value the properties.

DOCUMENTING VISIBLE
AND NON-VISIBLE
CHARACTERISTICS
Documentation of a traditional cultural property should present not
only its contemporary physical appearance and, if known, its historical
appearance, but also the way it is described in the relevant traditional belief or practice. For example, one of
the important cultural locations on
Mt. Tonaachaw in Truk is an area
called "Neepisaram," which physically looks like nothing but a grassy
slope near the top of the mountain. In
tradition, however, it is seen as the ear
of "kuus," a metaphorical octopus
identified with the mountain, and as
the home of "Saraw," a warrior
spirit/barracuda. Obviously a nomination of "Neepisaram" would be incomplete and largely irrelevant to its
significance if it identified it only as a
grassy slope near the top of the mountain.

PERIOD OF SIGNIFICANCE
Describing the period of significance for a traditional cultural property can be an intellectual challenge,
particularly where the traditions of a
Native American or Micronesian
group are involved. In such cases
20

there are often two different kinds of
"periods." One of these is the period
in which, in tradition, the property
gained its significance—the period
during which the Cahuilla people
emerged from the lower world
through Tahquitz Canyon, or the period when civilization came to Truk
through the magical arrival of the culture-bearer Sowukachaw on Mt.
Tonaachaw. Such periods often have
no fixed referent in time as it is ordinarily construed by Euroamerican
scholarship.26 To the Cahuilla, their
ancestors simply emerged from the
lower world at the beginning of human life on earth, whenever that may
have been. A Trukese traditional authority will typically say simply that
Sowukachaw came to Truk "noomw
noomw noomw" (long, long ago). It is
usually fruitless, and of little or no relevance to the eligibility of the property involved for inclusion in the National Register, to try to relate this sort
of traditional time to time as measured by Euroamerican history. Traditional "periods" should be defined
in their own terms. If a traditional
group says a property was created at
the dawn of time, this should be reported in the nomination or eligibility
documentation; for purposes of National Register eligibility there is no
need to try to establish whether, according to Euroamerican scholarship
or radiocarbon age determination, it
really was created at the dawn of
time.
The second period that is often relevant to a traditional property is its
period of use for traditional purposes.
Although direct, physical evidence for
such use at particular periods in the
past may be rare in the case of properties used by native American groups,
it is usually possible to fix a period of
use, at least in part, in ordinary chronological time. Establishing the period of use often involves the weighing of indirect evidence and inference.
Interviews with traditional cultural
authorities are usually the main
sources of data, sometimes, supplemented by the study of historical accounts or by archeological investigations. Based on such sources of data it
should be possible at least to reach
supportable inferences about whether
generations before the present one
have used a property for traditional
26

Except, perhaps, by some of the more
esoteric subfields of cosmology and quantum
mechanics.

purposes, suggesting that it was used
for such purposes more than fifty
years ago. It is seldom possible to determined when the traditional use of
property began, however—this tends
to be lost, as it were, in the mists of
antiquity.

BOUNDARIES
Defining the boundaries of a traditional cultural property can present
considerable problems. In the case of
the Helkau Historic District in northern California, for example, much of
the significance of the property in the
eyes of its traditional users is related
to the fact that it is quiet, and that is
presents extensive views of natural
landscape without modern intrusions.
These factors are crucial to the
medicine making done by traditional
religious practitioners in the district.
If the boundaries of the district were
defined on the basis of these factors,
however, the district would take in a
substantial portion of California's
North coast Range. Practically speaking, the boundaries of a property like
the Helkau District must be defined
more narrowly, even though this may
involve making some rather arbitrary
decisions. In the case of the Helkau
District, the boundary was finally
drawn along topographic lines that
included all the locations at which traditional practitioners carry out medicine-making and similar activities, the
travel routes between such locations,
and the immediate viewshed surround this complex of locations and
routes.
In defining boundaries, the traditional uses to which the property is
put must be carefully considered. For
example, where a property is used as
the Helkau District is used, for contemplative purposes, viewsheds are
important and must be considered in
boundary definition. In an urban district significant for its association with
a given social group, boundaries
might be established where residence
or use by the group ends, or where
such residence or use is no longer reflected in the architecture or spatial
organization of the neighborhood.
Changes in boundaries through time
should also be taken into consideration.
For example, archeological evidence may indicate that a particular
cultural practice occurred within particular boundaries in the past, but the
practice today may occur within dif-

�ferent boundaries perhaps larger, perhaps smaller, perhaps covering different areas. The fact that such changes
have taken place, and the reasons they
have taken place, if these can be ascertained, should be documented and
considered in developing a rationale
for the boundaries identified in the
nomination or eligibility documentation.

DESCRIBING THE SETTING
The fact that the boundaries of a
traditional cultural property may be
drawn more narrowly than they
would be if they included all significant viewsheds or lands on which

noise might be intrusive on the practices that make the property significant does not mean that visual or auditory intrusions occurring outside
the boundaries can be ignored. In the
context of eligibility determination or
nomination, such intrusions if severe
enough may compromise the
property's integrity. In planning subsequent to nomination or eligibility
determination, the Advisory Council's
regulations define "isolation of the
property from or alteration of the
character of the property's setting" as
an adverse effect "when that character
contributes to the property's qualification for the National Register" (36
CFR 800.9(b)(2)). Similarly, the

Council's regulations define as adverse effects "introduction of visual,
audible, or atmospheric elements that
are out of character with the property
or alter its setting" (36 CFR 800.9
To assist in determining whether a
given activity outside the boundaries
of a traditional cultural property may
constitute an adverse effect, it is vital
that the nomination form or eligibility
documentation discuss those qualities
of a property's visual, auditory, and
atmospheric setting that contribute to
its significance, including those qualities whose expression extends beyond
the boundaries of the property as such
into the surrounding environment.

Individual structures can have traditional cultural significance, like this Yapese men's house, used by Yapese today in the conduct of
deliberations on matters of cultural importance. (Yap State Historic Preservation Office)
21

�COMPLETING
REGISTRATION
FORMS
The following discussion is organized with reference to the National
Register of Historic Places Registration Form (NPS 10-900), which must
be used in nominating properties to
the National Register. To the extent
feasible, documentation supporting a
request for a determination of eligibility should be organized with reference to, and if possible using, the Registration Form as well. Where the instructions given in the National Register bulletin entitled How to Complete
the National Register Registration Form,

are sufficient without further discussion, this is indicated.
1. Name of Property
The name given a traditional cultural
property by its traditional users
should be entered as its historic
name. Names, inventory reference
numbers, and other designations ascribed to the property by others
should be entered under other names/
site number.
2. Location
Follow How to Complete the National
Register Registration Form, but note

discussion of the problem of confidentiality above.

22

3. Classification

9. Major Bibliographical References

Follow How to Complete the National
Register Registration Form.

Follow How to Complete the National
Register Registration Form. Where oral

4. State/Federal Agency Certification
Follow How to Complete the National
Register Registration Form.
5. National Park Service Certification

To be completed by National Register.
6. Function or Use
Follow How to Complete the National
Register Registration Form.
7. Description
Follow How to Complete the National
Register Registration Form as appli-

cable. It may be appropriate to address both visible and non-visible aspects of the property here, as discussed under General Considerations
above; alternatively, non-visible aspects of the property may be discussed in the statement of significance.

sources have been employed, append
a list of those consulted and identify
the locations where field notes, audio
or video tapes, or other records of interviews are housed, unless consultants have required that this information be kept confidential; if this is the
case, it should be so indicated in the
documentation.
10. Geographical Data
Follow How to Complete the National
Register Registration Form as appli-

cable, but note the discussion of
boundaries and setting under General
Considerations above. If it is necessary to discuss the setting of the property in detail, this discussion should
be appended as accompanying documentation and referenced in this section.
11. Form Prepared By

8. Statement of Significance

Follow How to Complete the National
Register Registration Form.

Follow How to Complete the National
Register Registration Form, being care-

Accompanying Documentation

ful to address significance with sensitivity for the viewpoints of those who
ascribe traditional cultural
significance to the property.

Follow How to Complete the National
Register Registration Form, except that

if the group that ascribes cultural significance to the property objects to the
inclusion of photographs, photographs need not be included. If photographs are not included, provide a
statement explaining the reason for
their exclusion.

�VI. CONCLUSION
The National Historic Preservation
Act, in its introductory section, establishes that "the historical and cultural
foundations of the Nation should be
preserved as a living part of our community life in order to give a sense of
orientation to the American people"27
(16U.S.C470(b)(2)). The cultural
foundations of America's ethnic and
social groups, be they Native American or historical immigrant, merit rec7

ognition and preservation, particularly where the properties that represent them can continue to function as
living parts of the communities that
ascribe cultural value to them. Many
such properties have been included in
the National Register, and many others have been formally determined
eligible for inclusion, or regarded as
such for purposes of review under 106
of the Act. Federal agencies, State

Historic Preservation Officers, and
others who are involved in the inclusion of such properties in the Register,
or in their recognition as eligible for
inclusion, have raised a number of important questions about how to distinguish between traditional cultural
properties that are eligible for inclusion in the Register and those that are
not. It is our hope that this Bulletin
will help answer such questions.

16U.S.C. 470(b)(2).

23

�VII. RECOMMENDED
BIBLIOGRAPHY AND
SOURCES
FEDERAL STANDARDS AND
GUIDELINES
Advisory Council on Historic Preservation and National Park Service
1988 Identification of Historic
Properties: a Decision making Guide
for Managers. ACHP, Washington,
DC.
Advisory Council on Historic Preservation
1989 Public Participation in Section
106 Review: a Guide for Agency
Officials. ACHP, Washington, DC.
National Park Service
1983 Archeology and Historic
Preservation; Secretary of the
Interior's Standards and Guidelines.
48 FR 44716-42.
National Park Service
1988 The Section 110 Guidelines:
Guidelines for Federal Agency Responsibilities Under Section 110 of the
National Historic Preservation Act. 53
FR 4727-46.
National Park Service
National Register bulletins:
How to Apply the National Register
Criteria for Evaluation
How to Complete the National Register
Registration Form
Guidelines for Restricting Information
About Historic and Prehistoric
Resources

PROFESSIONAL
TECHNICAL MANUALS
Bartis, P.
1979 Folklife and Fieldwork. American Folklife Center, Library of
Congress, Washington, DC.

24

Langanese, L.L. and Celya Frank
1981 Lives: an Anthropological
Approach to Biography. Navato.
Chandler and Sharp, Inc.
Stoffle, R.W., M.C. Jake, MJ. Evans
and P.A. Bunte
1981 Establishing Native American
Concerns in Social Impact Assessments. Social Impact Assessment
65/66:3-10, New York.
Werner, O. and M. Schoepfle
1987 Systematic Fieldwork, Volumes
I and II. Sage Publications.

EXAMPLES
Bean, Lowell J. and Sylvia B. Vane
(eds.)
1978 Persistence and Power: A Study
of Native American Peoples in the
Sonoran Desert and the Devers-Palo
Verde High Voltage Transmission
Line. Report prepared by Cultural
Systems Research, Inc., Menlo
Park, CA for Southern California
Edison Company, Rosemead, CA.
Bean, Lowell J. and Sylvia B. Vane
(eds.)
1979 Native Americans of Western
Riverside County, California and the
Devers-Mira Loma 500 kV Transmission Line Route (Lamb Canyon-Mira
Loma Section). Report prepared by
Cultural Systems Research, Inc.,
Menlo Park, CA, for Southern
California Edison Company,
Rosemead, CA.
Bean, Lowell J. and Sylvia B. Vane
(eds.)
1979 Allen-Warner Valley Energy
System: Western Transmission System
Ethnographic and Historical Resources. Report prepared by
Cultural Systems Research Inc.,
Menlo Park, CA, for Southern
California Edison Company,
Rosemead, CA.

Bean, Lowell J., Sylvia B. Vane,
Michael Lerch and Jackson Young
1981 Native American Places in the
San Bernardino National Forest, San
Bernardino and Riverside Counties,
California. Report prepared by
Cultural Systems Research, Inc.,
Menlo Park, CA, for the USDA
Forest Service, South Zone Contracting Office, Arcadia, CA
(Contract No. 539JA9-0-212).
Carroll, Charles H.
1982 An Ethnographic Investigation
of Sites and Locations of Cultural
Significance to the Navajo People to be
Affected by PNM's Four Corners to
Ambrosia to Pajarito 500 kV Transmission Project. Public Service
Company of New Mexico, Albuquerque.
Carroll, Charles H.
1983 The Ute Mountain Ethnographic
Study. Public Service Company of
New Mexico, Albuquerque.
Carter, T. and C. Fleischhauer
1988 The Grouse Creek Cultural
Survey: Integrating Folklife and
Historic Preservation Field Research.
American Folklife Center, Library
of Congress, Washington, DC.
Goldberg, S.K. and D.J. Theodoratus
1985 Cultural Resources of the Crane
Valley Hydroelectric Project Area,
Madera County, California. Volume I:
Ethnographic, Historic, and Archaeological Overviews and Archaeological
Survey. Report prepared by Info tec
Research, Sonora CA, and
Theodoratus Cultural Research,
Fair Oaks, CA, for the Pacific Gas
and Electric Company, San Francisco, CA.

�Hufford M.
1986 One Space, Many Places:
Folklife and Land Use in New Jersey's
Pinelands National Reserve. American Folklife Center, Library of
Congress, Washington, DC
Johnston, James and Elizabeth Budy
1983 Lost Creek Canyon Native
American Sites. National Register
of Historic Places Eligibility
Evaluation. Manuscript. USDA
Forest Service, Lassen National
Forest, CA.
McCarthy, H. C. Blount, E. McKee
and D.J. Theodoratus
1985 Ethnographic and Historic
Survey for the Big Creek Expansion
Project. Report prepared by
Theodoratus Cultural Research,
Fair Oaks, CA, for Southern
California Edison Company,
Rosemead, CA.
National Park Service
1985 Promised Land on the Solomon:
Black Settlement at Nicodemus,
Kansas. National Park Service,
Rocky Mountain Region. U.S.
Government Printing Office,
Washington, DC.
Stoffle, Richard W. and Henry E
Dobyns (eds.)
1982 Nuvagantu. Nevada Indians
Comment on the Intermountain Power
Project, Utah Section. Intermountain-Adelanto Bipole 1 Transmission Line. Ethnographic (Native
American) Resources. Report
submitted by the Applied Urban
Field School, University of Wisconsin, Parkside, Kenosha, WI, to
Applied Conservation Technology,
Inc.
Stoffle, Richard W. and Henry E.
Dobyns (eds.)
1983 PauxantTuvip. Utah Indians
Comment on the Intermountain Power
Project, Utah Section. Intermountain-Adelanto Bipole I Transmission Line. Ethnographic (Native
American) Resources. Report
submitted by the Applied Urban
Field School, University of Wisconsin, Parkside, Kenosha, WI, to
Applied Conservation Technology,
Inc.
Stoffle, Richard W., et al.
1984 Toyavita Piavuhuru Koroin:
Ethnohistory and Native American
Religious Concerns in the Fort
Carson-Pinon Canyon Maneuver
Area. Report submitted by the
Applied Urban Field School,
University of Wisconsin, Parkside,

Kenosha, WI, to the National Park
OTHER
Service.
Association on American Indian
Theodoratus Cultural Research, Inc./
Affairs
Archaeological Consulting and
1988 American Indian Religious
Research Services, Inc.
Freedom. Special Supplement to
1984 Cultural Resources Overview of
Indian Affairs, Number 116, New
the Southern Sierra Nevada: An
Ethnographic,Linguistic, Archaeologi- York, NY
cal and Historical Study of the Sierra Loomis, O.H.
National Forest, Sequoia National
1983 Cultural Conservation: the
Forest, and Bakersfield District of the
Protection of Cultural Heritage in the
Bureau of Land Management. Report
United States. American Folklife
to the U.S. Department of AgriculCenter, Library of Congress,
ture, Forest Service, South Central
Washington, DC
Contracting Office, Bishop CA.
Michaelson, Robert S.
Theodoratus, D.J., CM. Blount,
1986 American Indian Religious
A.L. Hurtado, P.N. Hawkes and
Freedom Litigation: Promise and Peril.
M.Ashman
Journal of Law and Religion 3:471978 Balsam Meadow Cultural
76.
Resource Study: Ethnology and
U.S. Commission on Civil Rights
History. Report prepared by
1983 Religion in the Constitution:
Theodoratus Cultural Research,
A Delicate Balance. Clearinghouse
Fair Oaks, CA, for Southern
Publication No. 80, U.S. CommisCalifornia Edison Company,
sion on Civil Rights, Washington,
Rosemead, CA.
DC
Theodoratus, D.J. et al.
U.S. Department of the Interior
1979 Cultural Resources of the
1979 American Indian Religious
Chimney Rock Section, GasquetFreedom Act: Federal Agencies Task
Orleans Road, Six Rivers National
Force Report. Washington, DC.
Forest. Report prepared by
Theodoratus Cultural Research,
Walker, Deward E., Jr.
Fair Oaks, CA, for USDA Forest
1987 Protection of American Indian
Service.
Sacred Geography: Toward a Functional Understanding of Indian
Theodoratus, D.J.
Religion Focusing on a Protective
1982 Ethnographic Cultural Resources Investigation of the Big Creek- Standard of Integrity. Paper preSpringville-Magunden and Big Creek- sented at the Workshop on Sacred
Geography, Harvard Center for the
Rector-Vestal-Magunden TransmisStudy of World Religions, May 5-6,
sion Corridors. Report prepared by
Cambridge, MA.
Theodoratus Cultural Research,
Fair Oaks, CA, for Southern
White, D.R.M. (ed.)
California Edison Company,
1982 Proceedings of the First National
Rosemead, CA.
Conference of the Task Force on
Cultural Resource Management.
Woods CM.
Edison Electric Institute, Washing1982 APS/SDG&amp;E Interconnection
ton, DC.
Project Native American Cultural
Resources: Miguel to the Colorado
River and Miguel to Mission Tap.
Report prepared by Wirth Associates, Inc., San Diego, CA, for San
Diego Gas and Electric Company,
San Diego, CA.
York, Frederick F.
1981 An Ethnographic Survey of the
Public Service Company of New
Mexico's Proposed New Town Site and
Its Environs. Human Environmental Resource Services Corporation,
Anthropological Series Number 1,
Albuquerque.

25

�VIII. APPENDIX I
A DEFINITION OF
"CULTURE"
Early in this Bulletin a shorthand
definition of the word "culture" is
used. A longer and somewhat more
complex definition is used in the National Park Service's internal cultural
resource management guidelines
(NPS-28). This definition is consistent

26

with that used in this Bulletin, and
may be helpful to those who require
further elucidation of the term. The
definition reads as follows:
"Culture (is) a system of behaviors,
values, ideologies, and social arrangements. These features, in addition to
tools and expressive elements such as
graphic arts, help humans interpret
their universe as well as deal with features of their environments, natural
and social.

Culture is learned, transmitted in a
social context, and modifiable. Synonyms for culture include "lifeways,"
"customs," "traditions," "social practices," and "folkways." The terms "folk
culture" and "folklife" might be used
to describe aspects of the system that
are unwritten, learned without formal
instruction, and deal with expressive
elements such as dance, song, music
and graphic arts as well as
storytelling."

�IX. APPENDIX II
PROFESSIONAL
QUALIFICATIONS:
ETHNOGRAPHY
When seeking assistance in the
identification, evaluation, and management of traditional cultural properties, agencies should normally seek
out specialists with ethnographic research training, typically including,
but not necessarily limited to:
I. Language skills: it is usually
extremely important to talk in their
own language with those who may
ascribe value to traditional cultural
properties. While ethnographic
fieldwork can be done through
interpreters, ability in the local
language is always preferable.

II. Interview skills, for example:
• The ability to approach a potential
informant in his or her own cultural environment, explain and if
necessary defend one's research,
conduct an interview and minimize disruption, elicit required
information, and disengage from
the interview in an appropriate
manner so that further interviews
are welcome; and
• The ability to create and conduct
those types of interviews that are
appropriate to the study being
carried out, ensuring that the
questions asked are meaningful to
those being interviewed, and that
answers are correctly understood
through the use of such techniques
as translating and back-translating.
Types of interviews normally
carried out by ethnographers, one
or more of which may be appropriate during evaluation and documentation of a traditional cultural
property, include:
• semi-structured interview on a
broad topic;
• semi-structured interview on a
narrow topic;
• structured interview on a well
defined specific topic; open ended
life history/life cycle interview;
and
• genealogical interview.

III. Skill in making and accurately
recording direct observations of
human behavior, typically including:
• The ability to observe and record
individual and group behavior in
such a way as to discern meaningful patterns; and
• The ability to observe and record
the physical environment in which
behavior takes place, via photography, mapmaking, and written
description.
IV. Skill in recording, coding, and
retrieving pertinent data derived
from analysis of textural materials,
archives, direct observation, and
interviews.
Proficiency in such skills is usually
obtained through graduate and
post-graduate training and supervised experience in cultural anthropology and related disciplines,
such as folklore/folklife.

27

�X. APPENDIX III LIST OF
NATIONAL REGISTER
BULLETINS
The Basics
How to Apply National Register Criteria for Evaluation *
Guidelines for Completing National Register of Historic Places Form
Part A: How to Complete the National Register Form *
Part B: How to Complete the National Register Multiple Property Documentation Form
Researching a Historic Property *

Property Types
Guidelines for Evaluating and Documenting Historic Aids to Navigation *
Guidelines for Identifying, Evaluating and Registering America's Historic Battlefields
Guidelines for Evaluating and Registering Historical Archeological Sites
Guidelines for Evaluating and Registering Cemeteries and Burial Places
How to Evaluate and Nominate Designed Historic Landscapes *
Guidelines for Identifying, Evaluating and Registering Historic Mining Sites
How to Apply National Register Criteria to Post Offices *
Guidelines for Evaluating and Documenting Properties Associated with Significant Persons
Guidelines for Evaluating and Documenting Properties That Have Achieved Significance Within the Last Fifty Years
Guidelines for Evaluating and Documenting Rural Historic Landscapes *
Guidelines for Evaluating and Documenting Traditional Cultural Properties *
Nominating Historic Vessels and Shipwrecks to the National Register of Historic Places

Technical Assistance
Contribution of Moved Buildings to Historic Districts; Tax Treatments for Moved Buildings; and Use of Nomination
Documentation in the Part I Certification Process
Defining Boundaries for National Register Properties*
Guidelines for Local Surveys: A Basis for Preservation Planning *
How to Improve the Quality of Photographs for National Register Nominations
National Register Casebook: Examples of Documentation *
Using the UTM Grid System to Record Historic Sites

The above publications may be obtained by writing to the National Register of Historic Places, National Park Service,
1849 C Street, NW, Washington, D.C. 20240. Publications marked with an asterisk (*) are also available in electronic
form on the World Wide Web at www.cr.nps.gov/nr, or send your request by e-mail to nr_reference@nps.gov.
28

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                    <text>Page No. 1

January 7, 2003
CITY OF MENDOTA HEIGHTS
DAKOTA COUNTY

STATE OF MINNESOTA

Minutes of the Regular Meeting
Held Tuesday, January 7, 2003

Pursuant to due call and notice thereof, the regular meeting of the City Council, City of Mendota
Heights, Minnesota was held at 7: 30 o' clock p.m. at City Hall, 1101 Victoria Curve, Mendota Heights,
Minnesota.
OATH OF OFFICE

The City Clerk administered the Oath of Office to Mayor John J.
Huber, who was elected on November 5, 2002 to a two - ear term of
y

office, to Councilmember Mary Jeanne Schneeman, who was reelected to a four - ear term of office, and to Councilmember Ultan
y

Duggan, who was elected to a four - ear term of office.
y
CALL TO ORDER

Mayor Huber called the meeting to order at 7: 45 p.m. The following
members were present: Mayor Huber, Councilmembers Duggan,

Krebsbach, Schneeman and Vitelli.
PLEDGE OF ALLEGIANCE

The City Council, audience and staff recited the Pledge of
Allegiance.

AGENDA ADOPTION

Councilmember Krebsbach moved adoption of the revised agenda

for the meeting.
Councilmember Duggan seconded the motion.

Ayes: 5
Nays: 0
APPROVAL OF MINUTES

Councilmember Vitelli moved approval of the amended minutes of

the regular meeting held on December 17, 2002.
Councilmember Schneeman seconded the motion.
Ayes: 3
Nays: 0
Abstain: Huber, Duggan

CONSENT CALENDAR

Councilmember Duggan moved approval of the consent calendar for

the meeting, revised to move items 5, and 5, to the regular agenda,
along with authorization for execution of any necessary documents
contained therein.

a.

Acknowledgment of the Building Activity Report for December,
2002.

�Page No. 2

January 7, 2003
b.

Adoption of Resolution No. 03 -01, " CORPORATE
AUTHORIZATION RESOLUTION," to add Mayor Huber to the

list of authorized signatures at American Bank..
c.

Approval of the appointment of Councilmember Schneeman as
the Mendota Heights representative on the Gun Club Lake
WMO.

d.

Approval to schedule the annual Board of Review for April 1,

2003 at 7: 00 p.m.
e.

Approval of the appointment of Teresa Ganglehoff to permanent
status as half time Recreation Programmer, retroactive to
December 26, 2002.

f. Adoption of Resolution No. 03 -02, " RESOLUTION

ESTABLISHING 2003 CITY DEPOSITORIES OF FUNDS."
g.

Adoption of Resolution No. 03 -03, " RESOLUTION

ACCEPTING PLEDGED SECURITIES FOR 2003."
h.

Approval of the list of Rubbish Hauler licenses dated January 7,
2003.

i.

Approval of the list of contractor licenses dated January 7, 2003.

j.

Approval of the List of Claims dated January 7, 2003 and
totaling $99, 356. 82.

Councilmember Schneeman seconded the motion.
Ayes: 5

Nays: 0

OFF DUTY WORK POLICY

Council acknowledged a memo from Police Chief Piotraschke

regarding the police department' s off duty work policy for police
officers.

Councilmember Krebsbach asked if the city would be liable for the
actions of a police officer in an off duty position. She also asked
whether the officers will be able to schedule through the city and
also take on assignments that are not scheduled.

Administrator Lindberg responded that the policy would only cover

officers who are working at the direction of the city for organizations
like St. Thomas Academy, Beth Jacob Synagogue, etc. All extra

�Page No. 3

January 7, 2003

duty assignments will be scheduled by the city. The city will pay the
officers and bill the organizations. The officers will be covered by
the city' s insurance policy except if the officers are working outside
the city' s boundaries ( State Fair, etc.). The off duty policy does not
extend the city' s liability.
Chief Piotraschke informed Council that this issue has been around

since May, 1998. It was the former chief' s opinion at the time that
the city had as much of a standing liability under the current situation

as it would if the city controlled the assignments. He did not believe
the revision in the policy adds any liability to the city. Also, because
the policy clearly defines the responsibilities for each of the jobs, the
majority of the work would fall under extra duty. Officers will not
be allowed to negotiate jobs by themselves except for work outside
of the city' s service area —like the State Fair, but in those cases the

officers would need approval from the Police Chief. The city is
bound by the existing policy and actual labor contracts to schedule
off duty work in as fair a manner as possible.
Councilmember Duggan asked whether there is an extent of duties

and limits of duties that an officer would perform and if so, if the

officers are aware of them and if the organization they are doing
policing for is aware of them.
Chief Piotraschke responded that the assignments would be

mandated by normal job descriptions. The policy only requires the
officers to do what they would normally do as an on -duty officer.
Councilmember Krebsbach moved to acknowledge receipt of the

policy,on off duty assignments.
Councilmember Schneeman seconded the motion.
Ayes: 5
Nays: 0
CONCORD WAY STOP SIGN

Council acknowledged a memo from Public Works Director

Danielson in response to a request for a stop sign at Concord Way
and Lockwood Drive. Mayor Huber noted that the staff

recommendation is to deny the request.
Councilmember Duggan stated that he is concerned about a tree that
appears to be closer to the intersection than it should be, which is
similar to the situation on Decorah. He asked staff to see if the tree

should be moved or trimmed back as opposed to installing a stop
sign.

�Page No. 4

January 7, 2003

Councilmember Duggan moved to deny the request for stop sign.
Councilmember Schneeman seconded the motion.
Ayes: 5

Nays: 0

EMPLOYEE,RECOGNITION

On behalf of the City Council, Mayor Huber presented plaques to the
following city employees in recognition of their years of service and
dedication to the community: Leonard Kanitz and Kathleen
Swanson, 30 years; Jim Kilburg, 20 years; Nancy Bauer, Aaron
Coates, James Perron, and Kevin Perron, 15 years; Linda Shipton, 10
years, and John Boland and Richard Burrows, 5 years. Although

they were not in attendance, the following employees were also
recognized: Mike Maczko, 20 years, Richard Gill, 15 years, John

Ambrose and Tracy Wilcziek, 5 years.
ACTING Mayor

Mayor Huber moved that Councilmember Krebsbach be appointed to

serve as the Acting Mayor during any absences of the Mayor in the
year 2003.

Councilmember Schneeman seconded the motion.
Ayes: 5

Nays: 0

OFFICIAL NEWSPAPER

Council acknowledged and discussed a memo from the City Clerk
regarding designation of an official city newspaper for 2003.
Council also acknowledged letters of request from Lillie Suburban
News ( Southwest Review) and Sun Newspapers. It was noted that
the rates charged for legal publications in the Southwest Review are

considerably lower than the Sun.
Councilmember Krebsbach stated that the Southwest Review was
the official newspaper for several years and the Sun has been the
official newspaper for the past few years.

She felt that it may be a

time to change back to the Review.
Councilmember Duggan informed Council that he as a small claim
against the Sun Newspaper because of distribution, so he will abstain
from the vote.

Councilmember Vitelli moved that Lillie Suburban News ( Southwest

Review) be appointed as the city' s official newspaper for 2003.
Councilmember Schneeman seconded the motion.
Ayes: 4

Nays: 0
Abstain: Duggan

�Page No. 5

January 7, 2003

NDC4 REPRESENTATIVE

Council acknowledged a memo from Administrator Lindberg

regarding appointment of representatives to the NDC4.
Councilmember Krebsbach moved to appoint Councilmember

Duggan as the Council representative on the NDC4 and Mr. Mike
Sokol as the citizen representative for two years terms through

January, 2005.
Councilmember Schneeman seconded the motion.
Ayes: 5
Nays: 0

EAW PETITION/

Council acknowledged a memo and proposed resolution ordering

CASE NO. 02 -50, CLARK

an environmental assessment worksheet for a proposed multi family
The
housing development at the north end of Pilot Knob Road ( "
Bluffs," Case No. 02 -50). Council also acknowledged the following
communications: letter from the Mendota Mdewakanton Dakota

Community; " Oheyawahe or Pilot Knob Preliminary Summary of the

Evidence: prepared by Bruce White and Alan Woolworth; letter from
Thomas Casey to Dan Schleck; letter from the MAC; letter from
Arvo Looking Horse; " Dakota and Ojibwe Land Cession Treaty
Sites in Minnesota;" letter from Ann Larson, Lower Sioux Indian

Community; letter from Britta Bloomberg, Minnesota Historical
Society; email from Tom Weaver; letter from Bruce Kessler, cochair of the Beth Jacob Cemetery Association; email from Leonard
Oppenheimer; letter from Gemini Research; letter from the Shakopee

Mdewakanton Sioux Community; letter from the members of the
Social Justice Committee of the Beth Jacob Congregation; letter

from Christine Snyder and Stephen Landry; and, letter from Cheryl
Fields.

As a general statement, Mayor Huber stated that he is sure everyone
on the Council has received a lot of information from various people

along with many phone calls and they all appreciate it. He asked,
however, that in the future all items where a concerned citizen has

written information that they want to get to a Council member, the
best way to do that is to bring the information to City Hall and let
staff distribute it. Then everyone on Council knows that everyone
received the information and that staff has the same information.

There are times when Council members are gone, and city staff can
track them down and get important information to them.

Attorney Schleck added that people should understand that things
that are delivered to individual Council members at home do not

�Page No. 6

January 7, 2003

become part of the official city record. Only items that are submitted
to City Hall become part of the city record.
Councilmember Vitelli stated that if Council decides to move ahead

with an EAW, Council must also define what they want it to focus

on. That should include historical significance, wetland, air quality
and noise.

Attorney Schleck reviewed a letter he sent to Administrator Lindberg
on December 27. He stated that the Environmental Quality Board is
the state agency that is charged with overseeing this process and they
put out good guidance information on how local governmental units

are to treat these requests. An EAW is really a determination of the
project' s environmental impacts and a comparative analysis of its
economic and sociological effects.

He gave Council an overview,

stating that as the Responsible Government Unit (RGU), Council can
decide what are the important items with respect to an individual
project. The EAW must take into account local affects. The

decision to be made tonight is whether Council deems that an EAW
is required for this development on the Garron/Acacia site. There

are two types of EAW processes. Some projects require mandatory
EAWs and some are discretionary. The decision on whether to do an
EAW is discretionary in this case and Council makes the
determination if one is required. The purpose of the worksheet is to
determine if an Environmental Impact Statement is required. The

EAW is a screening process to be used by RGUs so that not a large
amount of effort, time and expense is spent on a project that may not
need an EIS. If a project may have the potential for significant
environmental effects, the RGU should require an EAW. The

standard for whether there is the potential for significant effects is

not clear cut. The RGU can decide on a case by case basis what
warrants review and what does not. The RGU can look at social and
economic impacts such as noise, green space preservation,

infrastructure issues, traffic, parking, etc. The process does not
simply anticipate Council look at contamination to the air, water and
soil. It allows RGU' s to look at different things. There is little

guidance to say whether an EAW should be done. He reviewed the

items that the EQB suggested in its guidelines that may be
considered. He stated that the law is written in less than rigid form

to allow flexibility by the RGU.
Councilmember Krebsbach asked if Council could define the EAW
down to one question or if it must respond to all 25 items in the
worksheet.

�Page No. 7

January 7, 2003

Attorney Schleck responded that of the list of items, to some extent
Council must look at what of the items are important with respect to

this project and what are the concerns with respect to the community,
and that is a Council decision. It is part of the decision that the RGU
can make and if, for example, there are certain aspects people feel

are important to review and the RGU feels they are not, that is an
appealable decision, and phases of the decision are appealable as
well.

Councilmember Krebsbach asked if what Mr. Schleck is saying is
that if Council defines it down, the petitioners can appeal.

Attorney Schleck stated that anyone can appeal but they must be able
to show standing. Anyone who was one of the original petitioners

would probably have standing. The EAW process is designed to be
flexible for Council to determine what items are the best to be

reviewed if Council chooses to review anything.
Councilmember Duggan stated that it seems to him there was an

indication there could be establishment of mitigating factors and/ or
ways to mitigate or reduce impacts.

Attorney Schleck responded that the mitigating factors as they relate
to a project are things that should be reviewed as part of the EAW or
as part of the decision on whether to require an EAW. The

important thing with respect to the decision Council makes is that it
is important for a Council to fully document and record why it is
making its decision.. If mitigating factors are one of those items,
that should come into it.
Councilmember Krebsbach asked that if the EAW is done based on
the proposal that is before Council but there is a modification to the
proposal to create more scenic areas, at what point would a court

find an accommodation in a proposal as meeting the worksheet.
Attorney Schleck stated that the question is if there are changes to a
project that address some of the concerns as they relate to the
potential for significant environmental effects, to what extent does
that change Council' s review process or its decision. Minnesota
Rules 4410 state that if a decision is made to require an EAW, that

decision stands for one year after it is made for any similar project
proposed for that site. The need to redo an EAW would come down

to a Council decision on whether one project is significantly different
enough from another to require another EAW. Responding to a
question from Councilmember Krebsbach about at what point there

�Page No. 8

January 7, 2003
is a level of satisfaction, the end of the EAW process. He stated that

the EAW process is designed to identify significant environmental
impacts. The decision on whether to require mitigating measures is
up to the RGU, and it is also up to the RGU to decides when the
scope of the EAW process is complete. If Council chooses to do an
EAW, Council also decides when it is complete. Council should be
aware that in the EAW process, once it is drafted, it is published for

30 days and the city is to accept comments for 30 days and is
required to respond to the comments. With respect to the cost of the

study, there is no provision in the statute that requires a developer to
pay for the EAW. A developer can volunteer to pay for that work
with respect to the EAW. The EIS process requires a project

proposer to pay for it. The cost of the EAW is the city' s unless the
proposer decides to do it on his own.

Mayor Huber asked if Council would like to entertain audience
comments at this point.

Mayor Huber stated that this is not a public hearing, but he believes
many of the audience members would like to comment. He stated

that this is not a public hearing but he invited them to speak on the
matter with the guideline that they think of two or three things that

they think are most important to be addressed.
Councilmember Vitelli suggested that the people who come forward,
do so to provide Council with new information or information, for

example, as to why this might be a historic site, rather than just
saying they think there should be an EAW. Many people have called
him and eight of ten people could not offer a reason why an EAW
should be done. One person did not even know where the site is. He
asked the audience to try to add something to Council' s knowledge.

Attorney Schleck stated that in determining whether to require an
EAW, Council is to consider facts as opposed to opinion. It is
important for people to state a fact and not an opinion.

Councilmember Krebsbach stated that she has reviewed the
documents that have been provided and has made notes on them.

She asked whether she should share them at this meeting.
Attorney Schleck responded that the review of the information itself
is what the EAW is for.
Councilmember Duggan asked at what point Council determines
whether a piece of information is anecdote or fact.

�Page No. 9

January 7, 2003

Attorney Schleck responded that that is the key issue. There is no
standard in case law on what a significant environmental effect is.
The RGU is allowed to determine what is significant.

Mr. Steve Golias, Deputy Mayor of Mendota, stated that he is
present to represent the City of Mendota. He stated that Mendota
has a joint powers agreement with Mendota Heights on waste water
and he would hope that would be addressed in the EAW. Mendota

has concerns over the size and scope of the project. He also asked
that Mendota be allowed to be an active participant in the EAW,

specifically concerning the waste water that would be coming into
Mendota' s sanitary sewer. That water goes into the same system and
pumping station that was designed for the 77 dwelling units in
Mendota and this would add 154 units to that. That would have

significant impact on Mendota. There will also be billing expenses.
When the cities entered into the agreement, Mendota was of the

understanding it would just be St. Peter' s Church and the immediate
adjacent area coming into their system..

Mayor Huber stated that the City Council would still be the RGU,
but there is another local government that wants to be involved in the

process. They would be in the same role as others who bring up
issues: Council would not be sharing the RGU responsibility.

Attorney Schleck stated that there is no provision in the law for dual
RGU. Council would make the determination on what weight to
give Mendota' s comments.

Ms. Olivia Herstein, 2370 Lexington Avenue, a member of the Beth
Jacob Synagogue, stated that she was present to urge Council to

order an EAW. She felt that the property has serious spirtual
significance and significant historical value, and she asked for a

thorough review of the archeological, historic and environmental
importance of the site. As a Mendota Heights resident, she believes
Pilot Knob is a historical gem and that this sacred space should be
honored.

Mr. Tom Casey, legal counsel for the Mendota Dakota
Mdewakanton Community, stated that one of the Community' s
missions is to promote and support the heritage of their community
in Minnesota. They submitted the petition for EAW. He agreed

with what Attorney Schleck said, but stated that even in his memo he
said Council should order an EAW if the project may have a
potential for significant environmental effects, but in fact the rule

�Page No. 10

January 7, 2003

says that an EAW shall be ordered if a project may have a potential.
That threshold is very low. All his clients need to do is to make a

good faith attempt to submit evidence. They do not have to do an
EAW in order to ask for an EAW. His clients submitted one inch
thick material with the petition and have submitted new material

since that time, including the 32 page memo from Bruce White. He
asked that Mr. White be given the opportunity to review and
summarize that information about the historical significance of the
site. He stated that he is a PhD Anthropologist with a Master' s in

history and has worked with the Minnesota Historical Society and
has been a private consultant since that time.
Councilmember Krebsbach stated that in the past that she had
assumed that Mr. White was present in his own interest. She asked

if he is here in his own interest or if he was retained by the Mendota
Mdewakanton Community.

Mr. White responded that he has been working with the Community
to document its family history. He is not being employed by them to
represent them in this issue. He is a consultant for them on other

issues. He stated that he is employed by the Milacs Ojibwe and the
National Park Service and a number of other agencies, but he is not

representing them here. He is representing himself as a historian.
He stated that his PhD is in Ethno History. He has worked with the

Historical Society to do a study on the interpretation of Fort Snelling
and that included Pilot Knob and other areas.
Councilmember Krebsbach commented that Mr. White has been
present at other meetings, and asked if he was retained to be present
at those meetings.

Mr. White responded that he was not paid by the Mendota
Mdewakanton to come to the meetings. He is paid to work on other

projects for them. He is a historian and historians work on things

they believe in.
Mayor Huber stated that Council wants to focus on the project site

and its relationship to the area around it. Council needs to establish
the concerns about this particular project and the boundaries it
encompasses.

Mr. White stated that he came here in December and also appeared

at Planning Commission meetings in October and November and
spoke about the importance of Pilot Knob. Pilot Knob is a very
important historical place based on his experience and knowledge.

That is why he prepared documents for the December meeting. He

�Page No. 11

January 7, 2003

thought at that time, after attending the meeting, that the EAW was

going ahead based on the comments of the City Attorney. As it
turned out that was not the case. At the last meeting he presented
material to Council and some important and valid questions were

raised. The summary he presented for this evening' s agenda is a
response to those questions. It is important to say why not only Pilot
Knob as a whole is important but why this particular property is a

part of Pilot Knob and why this particular property has significance
and that is what this report tries to show. It is not exhaustive and he

would not want to have Council say that since it has been done why
is an EAW needed. At a minimum, what the evidence shows is that

there is strong evidence that the proposed Garron/Acacia property
does include areas of historical and cultural significance, including,
he believes, the Treaty of 1851 site. It also shows that scenic and
rural character of Pilot Knob has been protected over the years. This

is an important site and he would hope Council would protect it. He

believes the evidence shown in the summary and the letters the city
received from the Minnesota Historic Preservation Office, the
Shakopee Sioux, etc., point out the sacred importance of this site to

the Dakota people and its historic importance. He believes this

development would seriously damage this site, making its historical
and scenic character disappear. He believes the report shows at a

minimum that a thorough analysis of the site is necessary. When
people talked about Pilot Knob, they used a number of different
terms that indicated the importance of the area. It was called Pilot

Bluff, Pilot Hill, and Pilot. Ridge as well as Pilot Knob. The Dakota

called it the hill most visited. They were talking about the entire hill,
not just the area within Acacia Cemetery. It is rare to find a historic
site in which white people talk about sacred character of the place for

the Indian people. In his experience in doing historical research there
are claims sometimes of sacredness that are totally ignored in the
historical record, but there are books and articles all saying this site
is sacred to the Dakota people. They also talk about the burials
there. A picture of Pilot Knob by Seth Eastman shows burial
scaffolds there. Seth Eastman put Pilot Knob in almost every picture
he did of Fort Snelling. It is rare to find historical documents that
talk about the religious uses of places by the Indian people, but there
are detailed descriptions of medicine dances on a plateau on Pilot

Knob. He would say that it is very likely that was on the Garron
property / cacia property. There is much discussion about the Treaty
A
of 1851 in the report. For years, people said the treaty was signed on
the top of Pilot Knob. The research he has done indicates the treaty
negotiation took place on a high plane on the slopes of Pilot Knob.

The treaty of 1851 was one of two treaties signed by Dakota people
in which they sold the remainder of their land in Minnesota —34

�Page No. 12

January 7, 2003

million acres. There was a preservation in the treaty for a reservation
in western Minnesota, half of which was later taken away by the
senate. At the last meeting Council raised a question of what effect

development over the years has had on this property. The evidence
shows that this area has not been developed ever. It has been used

primarily for farm land up until the present time. Since before the
government survey 160 years ago, this land has been used for farm

land. It has been skirted and defined by railroads and roads, but the
plat maps and aerial photos show that it has been protected as an

island. T.H. 55 was expanded quite a bit in recent years, which cut

into the north end of the property. There is some fill along the edge
for the grade. He showed aerial photographs of the Garron/ Acacia

site showing roads that are the descendents of the early trails and the
earliest roads in the Mendota area. Highway 55 is the successor of
the St. Croix Trail and later the Mendota/Hastings Road. Although

the route has been changed along the Garron site, the photo shows
the old trail, which is another historical remnant and explains the

strange diagonal property line on the site.

Councilmember Krebsbach stated that the purpose this evening it to
determine the facts. She asked Mr. White if he could give Council
three facts that relate to this site.

Mr. White responded that he gave Council 30 pages with more than _

three facts, but-in quick summary, he stated that: Pilot Knob is an
entire hill, not just a knob on the top; it is a fact that this area is
known to be sacred to the Dakota; he believes the Treaty of 1851
took place on the Garron site; and this site does not show a great deal

of disturbance and has been preserved for more than 160 years. He

summarized by saying that there is a lot of evidence from the state
historical office that would agree with the conclusions he drew in the
report.

Councilmember Duggan stated that Mr. White' s submittal that was

delivered to Council' s residences on Saturday puts into more
sensible form the 35 exhibits that had previously been submitted.
Mr. White stated that it includes those 35 exhibits and additional

information he and others were able to fmd in the past 30 days.
Councilmember Duggan stated that it puts into clearer form all the
information that has been presented to Council. He stated that he
would like a motion to include the material in the public record.

�Page No. 13

January 7, 2003

Administrator Lindberg responded that the material was also
delivered to City Hall, so it is part of the public record.
Councilmember Krebsbach stated that one fact Mr. White did not

include as a fact was whether this site was a burial ground.
Mr. White responded that he does not have archeological evidence
that the Garron/ Acacia acre site was a burial ground but there is

strong evidence that the entire bluff is a sacred place and a burial
place.

Councilmember Krebsbach stated that Council has a letter from the

State Archeologist from the early 1990' s that it was not in fact a
burial site nor is there any evidence of human remains there.

Mr. White responded that he has no idea what property he was
talking about.
Councilmember Krebsbach responded that the reference was to the

Garron site.

Mr. White responded that the letter simply states that the State
Archeologist has no evidence that there are burials on the site, and it

is only talking about a portion of the site. He suggested that Council
would want to get a more complete response to the whole site and

not just one part of it. The site is a spiritual site even if there were

no evidence of burials found on it. He stated that in preparing this he
tried to sift through the evidence and not base the arguments on
things where he could not corroborate what was said in the evidence.
He did not include anecdotes in the report. He did not put things into

the report just because he thought they would help his case — he put
them in because he felt they were accurate.
Councilmember Vitelli asked why the state historical society and
other historical groups in the State of Minnesota have not been more

aggressive at determining this site as a national historic site or why
they haven' t purchased the land or developed an interpretive center
there.

Mr. White responded that the city has evidence from the State
Historic Preservation Office in the letter from Britta Bloomberg.
The letter discusses the questions being talked about here. It refers
back to a study done for the Office in 1990 in which they dealt with a
question of where on the bluff the Treaty of 1851 occurred. At that
time, the contractor working for the preservation office suggested

�Page No. 14

January 7, 2003
that the site should be nominated for the National Record of Historic

Places, and it was likely lost in the shuffle. Many people are not
aware of the importance of a place until it is endangered.

Ms. Allisa Chester, a Minneapolis resident, stated that she

remembers someone saying at a past meeting that when the Mendota
Bridge was done upwards of 15 million tons of dirt was removed.

There must have been an archeological study done.
Councilmember Krebsbach responded that she had made the
comment, and that 200 million square yards of dirt was removed

from the bluff. She stated that she was sure the state could not have

removed human remains without any acknowledgment. She stated
that there has been a sale sign on this property for many years, and
also there was significant earth moved when the interchange came in.

She stated that she has been a steward of the bluff and was very
concerned about the removal of that much soil.

Councilmember Duggan stated that in 1922 the Masonic Order

purchased Acacia and took off 20 feet of the top. He asked if anyone
has approached the Masonic people to see if there is any record of
what damage may have been done to grave sites if indeed there were
any grave sites there. There have been three different times when
this site has perhaps been impacted —the construction of the original

bridge, reconstruction, and the changes made by the Masonic Order.
Mr. Bob Brown, 1016 Douglas Road and Chairman of the Mendota

Mdewakanton Dakota Community, stated that as one of the leaders
of the original petitioners, he is present to ask Council to give real

consideration to doing an EAW. He stated that what has been
submitted in information has barely scratched the surface. He stated
on a personal note ( in response to the questions made to Mr. White)

that for three years he did not get any pay for being the chairman. He
gets a stipend now because the Community received a grant to bring
back the Dakota language. He stated that he does what he does for

the Community not for money but out of respect for his ancestors.
He stated that the homes do not need to get in the ground right away
and asked the City to spend the time to do the EAW.
Councilmember Krebsbach stated that she pursued the question to
Dr. White because she feels it is important to know who is retained
as a professional to make presentations and who is here as an

interested citizen. It is important to know who is speaking as a
professional and who is speaking from opinion.

�Page No. 15

January 7, 2003
Mr. Golias stated that several times Dr. White talked about the

Mendota Community and Mendota. He was talking about the
Mendota Indian community and not the City of Mendota.
Mr. Jim Anderson, 19626 Iva Street, Cedar, Minnesota, stated that
he is the Cultural Chairman of the Mendota Mdewakanton Dakota

Community. He stated that he is here because his relatives were
buried on Pilot Knob Hill and in the 1920' s a lot of his community' s
relatives remains were dug up. He has researched hard to try to find
where those relatives are. There is a graveyard on each side of where
the road goes through and his relatives are buried in those cemeteries

and his relatives were in the ground between those cemeteries. He
has come here to ask for the EAW to be done so that the questions

the Council and others are asking are answered. If the project is
allowed to continue, it will perpetuate the cultural genocide of the

Dakota people that has been going on for hundreds of years. He
asked from his relatives' past and future that this small area that is
left of a once great Dakota nation be protected for the future
generations so the sins of the past are not repeated. Indians are the

only people in this culture who must fight to protect the graves and
the culture of its ancestors.

Mr. Ray Fuhrman, MAC Director of Environment, stated that
Executive Director Jeff Hamiel submitted a letter to the city. He
could not be present tonight. He stated that this site is about 6, 000

feet from the runway and MAC believes residential development in
that area is a concern. It is within the 65 DNL contour that is

currently being used for mitigation in areas around the airport. There
is significant concern over residential development on the site.
Councilmember Duggan asked if the objections were as strenuous to

the Augusta Shores development as they are to this development,
and if not, why not.
Mr. Fuhrman responded that he did not believe they were as strong.
MAC had concerns but it was probably more of a consideration on
MAC' s part that they did not move as aggressively with that. Mr.
Hamiel has received some calls from the Augusta Shores area. MAC

did submit some documentation to the city at that time but that
discussion did not draw on so long.
Councilmember Krebsbach stated that the letter from Mr. Hamiel
references that Minneapolis will be allowed to infill the same

distance from the end of the runway. It seems that MAC has one
standard for Mendota Heights and another for Minneapolis.

�Page No. 16

January 7, 2003

Mr. Fuhrman responded that what MAC refers to as infill — the
in

Metropolitan Airport Guide Chapter there are different standards for

infill development than for new development. If there is an

established community with an open lot, that would be consistent
with the guide chapter for infill development. He stated that he does

not believe MAC is imposing different standards. In this particular
case, it is new development. There has been new construction that
has taken place in Richfield and Minneapolis with redevelopment

that took place. The standard that applied to that dates back to 1998.
Those properties would not be eligible for mitigation.
Councilmember Krebsbach stated that in her opinion that is a

different standard. To be consistent there should not be new
construction in those cities in areas that are equidistant from the

airport. MAC is not trying to remove residential properties in those
cities.

Mayor Huber stated that Mr. Fuhrman is saying that the development
that is being proposed does not fit the definition of infill, but there
has been new construction that happened in Minneapolis and
Richfield.

Councilmember Krebsbach stated that someone can build a new

home on a vacant lot within a developed area the same distance from

the runway as the Garron site. They are asking Mendota Heights not
to build a new house the same distance away.
Mr. Fuhrman does not encourage a new home to go up in
Minneapolis or Richfield, but the Aviation Guide Chapter says that if

there is an open lot in a developed area, building one home within
that area is compatible, versus building an entirely new
neighborhood. There is also some inconsistency on the
Garron/Acacia site between its zoning and the Comprehensive
Guide.

Ms. Amy Goebel, a St. Paul resident and member of Beth Jacob,

stated that she has an undergraduate in history, she is an attorney and
also a teacher. In her role as a teacher she works with children and

being a teacher, she is aware that the issue of facts can be very tricky.
The overriding fact is that this is a valuable site for a very long time
to very many people. The site has historic significance because of
the treaty. To her, that means it deserves a study to determine
whether any development can be done. There are many stories in

popular culture that are fictionalized. There is a community of

�Page No. 17

January 7, 2003
people who live here who are Native Americans and it is important

to her that they and their culture be valued.
Mr. Shawn Fitzgerald, from Lakeville, stated that the Highland Pilot

Cemetery in Lakeville has suffered many changes over the years. It

was a Catholic Cemetery, and unbaptized babies were buried outside
the cemetery, in areas surrounding it, and the entire area was sacred
ground. Today no one knows where those babies' graves are. They
are probably no longer left, but it is a spiritual area out of respect for
one' s ancestors.

Councilmember Duggan stated that he is in favor of requiring an
EAW for the reasons in the documentation from MAC, concern
about impervious surface; the traffic in the area, noise from traffic,

noise from the airport and the historicity of the site. Mendota

Heights has not done much about the history of the community in
any form. Council knows that the site has been for sale for a long
time. There is enough information available for Council to direct an

EAW. The danger is that if the EAW comes back saying to go ahead

and do a development, the Native American community may have
lost more. Council has asked how much of the site needs to be

dedicated to history. How much do the Native American community
need for a commemorative site. Setting aside the entire site is
unreasonable. He wondered how many people have visited this site
in 2000, and suggested that it was perhaps ten people. If there have

been 100 visitors in the last ten years, he questioned why there have
not been more people if the land has such cultural and historic

significance. He stated that he is in favor of three to five acres being
set aside as a cultural and historic area. The city also needs to look
at what it has done to maintain the history. Mendota Heights is
proud of its history, but little has been done about it. The city has
never done one thing to acknowledge these sites. Working with the
state, the native American community, the MAC, etc., he thinks
Council could cover the issues in the next thirty days.
Councilmember Vitelli stated that he feels an EAW should be done

but Council needs to address who is going to do the EAW. Mr.
Clark will initiate the work and fill out the form. He felt that to be

sure this is a fording of fact, the Mendota Mdewakanton Dakota

Community must be asked to participate. If they do not contribute to
the EAW, it will be empty. There is a lot of work to be done if
Council is to make the correct decision. If both entities work on the
EAW, the question is who will consolidate the information. In
fairness to the developer and those who do the EAW, Council should

work up a list of issues. He suggested that those issues include:

�Page No. 18

January 7, 2003

cultural history; historical significance in general; sanitary sewer,
noise from the question of what additional noise is created in

addition to the highway and airport; air quality reduction because of
the airport and highway and the number of units; drainage that will
be caused to go down the hill to the Mississippi.
Councilmember Schneeman stated that the EAW will provide the

city with a process for new insights and appreciation for different
perspectives. Complete compilation of data is essential, but Council

must have the facts. Council must know if there will be significant
environmental effects or not.

Councilmember Krebsbach stated that the biggest question to her
that would be a reason for an EAW is the historic significance. The

question about whether this is really a burial site and if there are

human remains there must be answered. Acacia Cemetery should be
able to provide some information in that regard and also about the

area identified as Acacia that is not part of the cemetery. The study
must include historical significance, an answer to the question of
burial sites, and impact on the views and vistas. She recommended

that there be some recognized historical compilation so that this
process includes some other recognized scholars or organization

working with the Mdewakanton community on that material.
Mr. Anderson responded that he would like to make sure that all the
Dakota communities be involved.

Mayor Huber stated that he thinks an EAW needs to be done. He

stated that there is a consensus, and there have been comments about

areas that Council members want to address. He asked Attorney
Schleck if there should be a resolution that has findings on why
Council is going forward or list the issues Council wants to be
addressed.

Attorney Schleck responded that there is a model resolution in the
agenda packet that covers the action that is required for tonight,

which is simply that an EAW required. Council is making an
affirmative decision that the project may have the potential for
significant environmental effects. It is not necessary to scope the
EAW tonight, and he suggested that there should input from a
consultant in this area and also from the developer.
Mayor Huber stated that he is interested that when Council leaves

tonight, they will have at least talked about how the structure will be
created.

�Page No. 19

January 7, 2003

Attorney Schleck suggested adopting the proposed resolution and at
the next meeting, staff can submit a timeline and plan on how to
complete the project.

Administrator Lindberg stated that she has had discussions with Mr.
Clark, but there is no timeline on how long it will take to complete
an EAW. It is in the interest of the developer to move this along,
and he indicated he would be willing to generate much of the
information for the city. Responding to a question about what would
happen if the development proposal is withdrawn, she stated that the

city does not have an ordinance in place to require a developer to pay
for an EAW. If Mr. Clark withdraws the project, there is no project
on which to do an EAW.

Councilmember Krebsbach asked what happens to the question of

whether Council wants the cost to be shared by the Mendota
Mdewakanton if the applicant withdraws.
Councilmember Duggan responded that the recommendation from
Councilmember Vitelli was that the Mendota Mdewakanton

participate in the process, but not that they pay for it.
Attorney Schleck stated that the city has been designated as the RGU
and it is responsible for completing the EAW Minnesota
administrative rules say that the project proposer is required to
submit all information necessary to complete the EAW. There is no
requirement in statute that a proposer pay the entire cost. Council
has the ability in the future to pass an ordinance to say that a
developer is required to pay the cost for an EAW process.
Councilmember Duggan moved adoption of Resolution No. 03 -04,
A RESOLUTION ORDERING AN ENVIRONMENTAL
ASSESSMENT WORKSHEET FOR THE MULTI-FAMILY

RESIDENTIAL DEVELOPMENT KNOWN AS " THE BLUFFS,"
IN THE VICINITY OF THE NORTH END OF PILOT KNOB
ROAD, PLANNING CASE #02 -50." .
Councilmember Vitelli seconded the motion.

Ayes: 5

Nays: 0
RECESS

Mayor Huber called a recess at 10: 15 p.m. The meeting was
reconvened at 10: 22 p.m.

CASE NO. 02 -50, RON CLARK

Council acknowledged a memo from Administrative Assistant

Hollister regarding continued discussion on an application from Ron

�Page No. 20

January 7, 2003

Clark Construction and Design for rezoning, preliminary plat,
conditional use permit for PUD and variance for " The Bluffs"
proposed development. Mr. Clark and Mr. John Uban were present
for the discussion.

City Attorney Schieck stated that this application has been discussed
at several meetings. Now that Council had decided an EAW is

required, the reading of the statutes and rules place prohibitions on

governmental approvals during the process. The prohibition
prohibits a governmental unit from making any final decision as it
relates to the project. The law is not very clear as to what final is.
The EQB says things like preliminary plat approvals are final
decisions and they recommend they not be made. The law does not
prevent a governmental unit from giving a conditional approval.
Conditional approval is also not defined in the statute but the EQB

gives guidelines on what types of reservations a RGU should keep on
whether or not to give a conditional approval. It basically comes
down to a reservation of rights of the community to say that if a
conditional approval is given it would not prevent a RGU from

making changes or denying a project in the future depending on the
outcome of the EAW.

Mr. Uban showed overheads of the development area. He stated that

he has been here before to review this project and submitted a letter

containing additional information. He stated that he would like to
review the latest booklet he has prepared to share some of the
comparisons in the logic of the plat. The first plan received a
number of comments that drove the developer to make quite a few

changes in the plan. Those comments related to hard surface

coverage of up to 60% of the site, many more units and a barracks
look. The density and hard surface have been reduced, and.the
number of buildings and variations of buildings have been changed.
Council did not want the developer to perpetuate outdoor activities,

so the swimming pool was removed. A commemorative site area
was added, and the plan also was revised to 157 units and reduced to
about 44% hard surface coverage with curvilinear streets. One of the
things Council asked him to test was the setbacks for a normal R 3

project. In an R - zone, there is no conditional that controls hard
3
surface coverage. He looked at the development and placed in red
the typical R - setbacks and found that this would not work under
3
those types of setbacks. Based on that observation that the plan was

more preferred did not address those types of setbacks, he applied
the setbacks and rearranged the buildings. He found that created a

more regimented layout. When there is a setback for all front yards
and sideyards, there is a more regimented pattern. That was not the

l

�Page No. 21

January 7, 2003
original direction Council gave Mr. Clark to have a curvilinear

system. He found that 150 units can be placed on the site using R 3
and he would not have to deal with hard surface. He then used that
number of units and went back to the PUD and hoped hard surface
would come back to about 40 %. There are ponds to treat the water,

so the water quality leaving the site will be controlled. The setbacks
on the perimeter were increased, one of the classic units was
eliminated as well as six of the verandas. A number of the street

features were kept in place, and the regional trail system. The

development anticipates improving Pilot Knob and putting in a
colonnade of trees. Two commemorative sites were also provided.

At the suggestion of the Park Commission, he provided an overlook

that uses the edge along the highway to get the grand view. A
retaining wall was created to provide another commemorative site.
There are also several other spots for incidental outdoor activities.
He stated that he tried to meet all of the criteria he thought Council

was looking for and reduced the number of units to 150. He also
looked at how he could reduce them more, bearing in mind that he
has to keep the project feasible. The developer has agreed to pay the
park fee and also build the retaining wall and other things. If he
were to take out eight more units, the level of landscaping and his
ability to build commemorative sites would be severely restricted.
There is a site along Acacia Boulevard that is city property and Mr.
Clark anticipates buying that from the city. Not buying the city
property would be a way to save money to compensate for the lost
eight units. He does not think that would be to the benefit of the

city. The plan with 150 units he thinks gives the best aesthetics and
the best layout and financial assistance to all the units plus

purchasing the city property. Because it had been mentioned there
already was a commemorative site on Acacia Cemetery, he went and
looked. There is a stone commemorating the panorama of the hill
that was done by the Daughters of the American Revolution in the
1920s. The developer proposes two other sites that form a family of
sites, one on top and two on the sides. He showed the layout of the
one plateau with a commemorative plaque. It is a gathering place
where people can look out over the river valley and it is attached to
the regional trail system. The other overlook also has a grand view
out towards St. Peter' s in the other direction. He has tried to address
all of the issues Council raised. Some of them he just cannot do.
There has been a request for an EAW, and the developer will provide

the data on the preliminary issues, like utilities. Only the city can
address some of the issues like the sewer running to Mendota. The
developer is dependent on others with respect to the historical and
cultural issues. That needs to come from other entities. Issues like

that are not usually solved very well in an EAW. He felt the he is

�Page No. 22

January 7, 2003

eventually going to look at who is going to buy a portion of the
property to do what historical and cultural reference needs to take
place on the property. He stated that Mr. Clark is requesting
conditional approval on his project. He thinks this is the best

possible plan and understands that the EAW may say more land is
needed to make this more commemorative. Subject to that, he

believes this is the best plan, and he asked for conditional approval
based on the outcome of the EAW process.
Councilmember Dugan stated that in light of the confusion as to one

part of the land being B -1 and one part R -3 and a different
comprehensive plan designation, more of a concern is what the

impervious surface is of the plan that is now being proposed.
Mr. Uban responded that the first plan had about 60% impervious
surface and the next plan was for 157 units and 44% impervious
surface. This plan has 40% hard surface coverage.

Councilmember Duggan stated that one of the comments on
December 3 was that the plan be as close as possible to 30%
impervious surface.

Mr. Uban responded that to get to that point, there would need to be
a 25% reduction in the number of units. That is not feasible.

Council has told the developer they do not want outdoor activities,
like ballfields, just a trail, and the trail plus two overlooks have been

provided. The issue is water quality, and a good ponding system will
be in place. The only reason for reducing the impervious surface is
because it is a PUD, but R - development would not require them to
3

do anything.
Councilmember Duggan stated that in the proposed there is about
40% hard surface and that is 60% more than what the PUD

ordinance calls for. On this plan, with the landscaping that is
indicated, it could be reduced to 142 units.

Mr. Uban responded that if Council wishes Mr. Clark to pursue that
plan, which is R - he will do so. He stated that he tried to create an
3,

interesting area by turning the structures and creating a variety of
building sizes.
Councilmember Krebsbach asked if the commemorative site is in the

same relationship to the trail as the last plan.

�Page No. 23

January 7, 2003
Mr. Ubanxesponded that the regional trail is down below and the

development' s trail is level with the commemorative area, and that
will be part of the regional trail system.

Mr. Casey stated that on behalf of the Mdewakanton Community, he
is asking Council. not to grant conditional approval. The EQB
guidelines day that conditional approval is a distortion of the
intended process. He did not see a good reason for conditional

approval. He and the city attorney disagree on the point that by
giving conditional approval, Council is in reality approving the
project. That limits the latitude the city has to change the project in
the future. He felt that is a conservative interpretation of the law and

suggested Council adopt that interpretation. Every decision has an
environmental component. He asked Council to be conservative and
not grant conditional approval. He stated that he has not had a

chance to review this proposal or comment on it. After the EAW,

his clients will have adequate opportunity to review the project with
respect to the historical sites. He stated that the Mendota Dakota
filed a notice of intervention and asked that no action be taken.

Mr. Ron Clark stated that he has never known of a city to work with
a developer in an application and go forward with an EAW without

having a conditional approval. When he came before Council on
November 5, he got a favorable nod to go ahead and has invested

65, 000 since then responding to city comments. For him to invest
more money, commit to the future expenditures and start getting in
the EAW process without conditional approvals doesn' t make sense.

Every city in the metro area has granted conditional approvals. At
least Councils then know that if the outcome of the EAW is all right,

they have a project. That is the way he has always known the
process to work.

Councilmember Duggan stated that he thought at the last meeting a
decision was made to hold it over to some other time.

Mayor Huber stated that his opinion is that Council passed a

resolution ordering the EAW and mulled that decision over carefully.
In his opinion, as part of the resolution, Council has decided based

on testimony that this project has the potential for significant
environmental effects. That is what the resolution says and he takes

that seriously. He stated that he understands that at the December 17
meeting there was discussion with respect to the 60 day rule. When
Council ordered the EAW, that froze the clock on the 60 day rule. In
his mind, Council has made a fording that the project has the
potential for significant environmental effects and the process also

�Page No. 24

January 7, 2003
sets out that the review process must be extended while the EAW

process goes on. He would not be comfortable giving any additional
approvals over what the previous Council gave on December 3. He

is not willing to further engage the city in the approval process when
he does not know what the review process will bring out.
Councilmember Schneeman stated that her experience with an EAW

process in Nevis, Minnesota, is that she was told that while the EAW

was going forth, they could not make any promises. She thought that
was state law.

Attorney Schleck responded that no final decision can be made by a
RGU while the EAW process is taking place. The question is what
is a final decision. It is not clear whether preliminary plat approval
is a final decision. The EQB feels that it is. That is also the case

with preliminary zoning approvals. The EQB believes those

decisions can not be made while the EAW is taking place. He did
not understand what additional rights the proposed resolution before

Council would convey. The resolution that was passed on December
3 conveys the same things that are requested tonight.

Councilmember Vitelli stated that he comes down on the side of not

supporting conditional approval because there is the likelihood there
are significant historical and cultural questions on the site. He is

bothered by the fact that Council does not have a plan for the EAW,
and just adopted a resolution. Even if Mr. Clark comes back with an

EAW, the Council needs to bite the bullet eventually for this site and
will have to pay for a consultant to listen to the input of the Native
American community and the developer. In his opinion, Council
should do that whether or not there is a development. Council needs

to figure out what to do with the site. He feels it is reasonably likely
that Council will find issue with the historical and cultural impacts
on the site. He stated that if he were the developer, he would walk

away. He stated that it is unfortunate because he thinks this is the
best residential development proposal Council will ever see for this

site. By the next meeting there better be a plan on what to do in the
EAW. He stated that he is still open to this development if the EAW
says there are not issues. He is not concerned about the air noise.

Councilmember Duggan stated that Council will be reviewing the
EAW plan at the next meeting. Perhaps the developer would come

back to the meeting a month from now.
Mayor Huber stated that he agrees with Councilmember Vitelli from

the standpoint that the process must keep moving forward. Staff

�Page No. 25

January 7, 2003

needs to do a time line. This is a very complex thing that the city is
going to try to prepare. He cautioned Mr. Clark that his concern
about giving conditional approval is based on the fact that Council
needs to find out what comes out of the EAW. Until the EAW is

completed, he would have a hard time telling Mr. Clark that Council
will be giving him an answer in 30 days. Until Council starts to see
what information comes back, it is difficult to tell Mr. Clark with

any level of certainty as to when Council could give him some
approvals or what kinds of mitigation needs to be looked at.

Mr. Uban suggested that a compromise would be to keep this
moving and everyone work together. He felt that in the end, the land
that is most impacted by the historical character is the Garron site.
He asked for conditional approval on the Acacia site but not on the

Garron site. That is possibly the area where he will anticipate
changes. That would allow Mr. Clark to continue working with the
city and developing the information the city needs for the EAW.
Mayor Huber responded that he cannot say that he is more concerned
about the Garron site than the Acacia site. In his opinion, this

project as presented to Council is one piece of property. He could
not say okay to one half and not the other.
Councilmember Krebsbach stated that the Acacia site was proposed

to make the Garron site feasible economically. To pull off the
Garron site now would be a totally different issue. She was not
ready to approve the depth of the resolution, stating that given the
history of the development that has come before Council for this site.
Council has tried very hard to protect the bluff and gave concept
approval on December 3 that did not have the weight of a

preliminary plat or zoning but gives Mr. Clark an idea of where
Council stands.

Councilmember Schneeman stated that the purpose of doing an
EAW is to give Council the information to work with. She felt badly
that one was not done a long time ago, and stated that she does not
think Council can give Mr. Clark a response at this time.

Councilmember Krebsbach stated that if it is really that the site is of
historical significance, that is beyond the city and is a totally
different issue.

Councilmember Duggan stated that by at least keeping the possibility
open to conditional approval similar to December 3, Mr. Clark has

the chance to come back in a month and see what has been

�Page No. 26

January 7, 2003
accomplished on the EAW and decide whether to continue. He

stated that he would not like Mr. Clark to walk away thinking this is
lost. He further stated that Mr. Clark is probably the best developer
Council has seen to work with on this site.

Mr. Clark stated that he is looking for approval beyond the step that
was taken on December 3.

Councilmember Duggan responded that it is a risk for everyone and

that he would like to see Mr. Clark have the chance to stay involved
for at least another month.
Mayor Huber stated that there is a proposal before Council that

Council is in the process of reviewing. The EAW extends the review
process but Council is simply in the process of reviewing the
proposal. Everyone knows how the land is zoned and how it is
designated in the comprehensive plan, and everyone knows what that

means to the land owner with respect to his expectation to develop it
with residential units. He stated that he would be uncomfortable

with giving an approval while the city is in the middle of the review
process. He stated that he understands the EAW extends the process
for a longer time than the developer is comfortable with, but all
actions Council has taken to this point have been appropriate and
within Council' s rights and at the root, Council must do what the law

says it must do. To do anything more at this point is inappropriate.
The clock is frozen on the proposal and Council really does not have
to take any particular action on the planning application this evening.

Councilmember Duggan asked Attorney Schleck for options. He
asked whether Council can let the resolution sit and not vote on it,
and what happens to it then.

Attorney Schleck responded that if Council does not act on the
proposed resolution, it can be brought back by a Councilmember for

consideration at a later time or it simply dies.
Councilmember Duggan stated that Mr. Clark can come back at a

future meeting with a request for the same resolution.
SWAN DRIVE NAME CHANGE Council acknowledged a memo from Public Works Director

Danielson in response to a request from Mr. Jerry Nelson, 894
Wagon Wheel Trail, for a street name change for the portion. of
Swan Drive from Wagon Wheel Trail to Cheri Lane. Mr. Nelson
was present for the discussion.

�Page No. 27

January 7, 2003
Mr. Nelson stated that Swan Drive starts at Wagon Wheel and goes

along his property line and then stops. It starts again a distance
away. There are always people getting lost looking for Swan Drive.
Recently, an ambulance drove back and forth flashing its lights and
the driver could not find the house he was looking for. Several
minutes later the police came to show him where the house was.
Mayor Huber stated that Council should get input from the people

who live in the area before changing the name. He recommended
that staff canvass the people who border on Swan Drive and send

them a letter telling them Council is considering changing the name
and ask them for feedback and suggestions for names.

Further discussion was tabled to the first meeting in February.
REICH DRIVEWAY

Council acknowledged a memo from Public Works Director
Danielson in response to a complaint from Dr. Charles Reich about

his driveway, which he had resurfaced in conjunction with the Ivy
Falls street reconstruction project. Council also acknowledged a

letter from Dr. Reich, 1292 Sylvandale Road, and a letter from the
League of Minnesota Cities Insurance Trust (LMCIT).

Dr. Reich reviewed his letter and the driveway situation, which he
stated began in the summer of 2000 when the street was

reconstructed. He stated that he had his driveway replaced by the
contractor who did the street project. His driveway developed some
large cracks and he contacted the city engineer and the contractor and
told them if nothing was done it would just get worse. Valley Paving
told him the preferred to come back the next spring. Dr. Reich
appeared at the October, 2000 hearing on the project and
recommended that the contractor not be paid for the work until the

situation was resolved. He stated that there were many requests
similar to his and he understood that the city would take care of their
concerns. Following the meeting he received a letter from Valley

saying that roots caused the problem and they would come out in the
spring and cut the roots and seal the creaks. They did that in the
spring. After last winter, the cracks opened up again and now big
holes are starting to appear. He asked Valley to come back and they
said they would come last summer but did not. He was considering
litigation and decided to send his December 5, 2002 letter to the city
administrator. He met with her and she suggested he appear before

Council In the meantime, the city' s insurance adjuster came out and
asked if he would consider getting estimates on cutting out the
cracks in the asphalt and filling the hole thing in. He did not like
that solution but agreed to do it. He then called several contractors

�Page No. 28

January 7, 2003
but no one has come to look at it. He stated he is present this

evening because he is not happy with the job that was done and is
looking for restitution. He has paid two years of the assessment and

thinks it is fair for the city to forgive the remainder of the driveway
assessment and he will have the driveway replaced.

Mayor Huber responded that he understands Dr. Reich is having a
difficult time getting the work done and Council is aware that an
offer was made to split the cost between the LMCIT, Dr. Reich and
the contractor. He asked Dr. Reich if he is aware of the

recommendation from LMCIT.

Dr. Reich responded that he is, but wants the driveway replaced and
not just patched.

Administrator Lindberg stated that the LMCIT proposal was to fill
the cracks and then put a layer of seal coat on top.
Public Works Director Danielson stated that he did not discuss the

plan with the adjustor, but believes he was talking about removing
the tree toots and cracks and then putting a layer over the top.
Dr. Reich stated that he is not interested in that solution. He has

seen enough driveways to know what that looks like. It will be a \.
patchwork quilt and he is not sure the seams won' t open again.

Councilmember Duggan stated that he thinks the city should go to
Valley Paving and tell them they did not do an adequate job and
must redo it at their expense. The city should bring its weight on the
contractor to get him to do it. He stated that he suspects that Dr.

Reich would not want Valley to come back and do it unless it is
supervised by the city.
Dr. Reich stated that the only reason he is here is because his

contract is with the city. His issue is not with the city, it is with
Valley Paving.
Councilmember Vitelli stated that he would support splitting the cost
three ways for a patch. When a resident does not opt for an entirely
new driveway, there will be patches. He stated that he lives on
Sylvandale also and would not ask the city to do an entirely new
driveway but would support a patch that fixes the problem.
City Attorney Schleck stated that he reviewed the language in the

driveway replacement agreement that was signed by everyone whose

�Page No. 29

January 7, 2003

driveways were replaced to identify the important provisions in the
contract. There is a provision that says that the property owner
would indemnify the city and its contractor as that relates to the
project except for the negligent or willful act of the city or any of its
officers. The LMCIT adjustor said he did not find any willful act.
Dr. Reich responded that his wife watched them do the driveway and
did not seem any aggregate put in.

Councihnember Krebsbach asked Dr. Reich if he is saying that he
will withdraw the complaint if the city does not impose the
remainder of the assessment.

Dr. Reich responded that there are huge cracks running across the
driveway within two months after it was done. He contracted for a
new driveway, and the new cracks start as far away from the tree as
they could get. He stated that the remainder of the driveway
assessment is about $3, 500.

Councilmember Krebsbach asked if there is any precedent.
Attorney Schleck responded that there is nothing that would prevent
the Council from adjusting the assessment.

Mayor Huber stated that there is nothing that would keep Council
from establishing a precedent based on Dr. Reich' s decision on
whether to sue.

Councilmember Schneeman stated that it seems that is what Dr.

Reich should do based on the city attorney' s comments.

Attorney Schleck stated that if there is a point where it appears that
the matter would go to a law suit, he would recommend Council
retire to closed session. Council should even go to closed session if

there is a threat of a lawsuit, and if there is to be any more
discussion, perhaps it should occur in closed session. If Council

prefers to agree with Dr. Reich' s request tonight, he would not

suggest closed session, but if Council preference is to do anything
else, he recommended calling for a closed session either this evening
or two weeks from tonight.

Mayor Huber responded that his feeling is that no decision will be
made tonight. If Dr. Reich has talked to the contractor already
without any response, nothing will happen in two weeks. He
suggested a closed session after the January 21 meeting.

�Page No. 30

January 7, 2003

Mayor Huber moved to schedule a closed session for discussion on

the issue on January 21 after the regular Council meeting.
Councilmember Schneeman seconded the motion.
Ayes: 5
Nays: 0

Mayor Huber directed staff to contact Dr. Reich after the closed
session.

JOINT WORKSHOP

Council acknowledged a memo from Administrator Lindberg
regarding a request from the Airport Relations Commission for a
workshop with Council to discuss the Rogers Lake neighborhood
and issues with the MAC.
Councilmember Vitelli asked what the objective the ARC hopes to
achieve.

Administrator Lindberg responded that the commission would like to
opportunity for Council to hear from representatives from Rogers
Lakeside East on their issues with MAC. It would be an educational

process on new information that Mr. Guy Heide has acquired.
Councilmember Vitelli stated that this item was discussed at an

emergency ARC meeting that he did not attend. He did not see how
Council can satisfy the Rogers Lake group' s desires. Council made a
decision late last year that Council should not get in the middle of

the dispute. The only think the group can be asking for to have a
workshop on the issue is to get Council involved.
Administrator Lindberg responded that in her memo she outlined a
motion by Commissioner Roszak that the city eventually send a
letter to MAC but before Council would agree to do that, Council
would need to be given more information.

Councilmember Vitelli asked if Council is going to be asked to be
the judge and jury on the issue. Before Council can endorse a memo,
it needs to address the issue with enough thoroughness, and he does
not think Council should do that.

Administrator Lindberg stated that the city did send a letter to MAC
but the Rogers Lake group are looking for an additional letter asking
the MAC to review the net material Mr. Heide has presented.

�Page No. 31

January 7, 2003

Councilmember Vitelli stated that he would be willing to take the
j

time and listen to the information but does not know what Council
would do with it.

Councilmember Krebsbach stated that her guess is that the ARC

wants a workshop because they do not want to be at a regular
Council meeting. She stated that she met with MAC representative
Bert McKasy and MAC legal counsel along with Mr. Heide and Mr.
Mike Kosel. The apparent affect of the workshop would be to pass
on information to Council. When Council holds a workshop, it is
generally to give a commission more direction. If the ARC has
information and they think it is valid, it should be passed on to Mr.
McKasy. She did not know if Council is in a position to judge the
validity of the information.
Councilmember Duggan stated that it would be appropriate for he
and Mayor Huber to have a copy of the minutes of the meeting at
which Mr. Heide appeared before Council so that they have a better
ability to deal with the matter.

Administrator Lindberg stated that another option would be fore
Council to attend the February ARC meeting and ask Mr. Kosel and
Mr. Heide to attend and make the presentation. Senator Metzen and

Representative Pugh will be at the meeting also.
Mayor Huber stated that there are several options: attend the ARC

meeting, meet in workshop, or present the information at a Council
meeting.

Councilmember Krebsbach stated that another option is to forward
the information to Council and Council will pass it on to the MAC.
MAC is the real audience for the information.

Administrator Lindberg stated that the ARC' s concern is that a letter
be sent on behalf of the city. The ARC feel that would have to come
directly from Council.
Councilmember Krebsbach stated that Council has already engaged
the Rogers Lake group with MAC. This would just be a
continuation of that discussion. Council opened the discussion with

MAC on Rogers Lake and they can continue that discussion.

Attorney Schleck stated that he does not know that Council can say
this is valid information. There has been no investigation by the city.
For the city to act as a conduit for the information is fine but he feels

�Page No. 32

January 7, 2003

the group is asking Council to take the position that the information
is valid. \

Administrator Lindberg responded that the Rogers Lake group is
looking at something stronger than Council did in December. They
are looking for the city to say this is strong evidence.
Councilmember Krebsbach stated that the city does not have the
expertise to make that determination. She further stated that she

does not have a problem with hearing the information.
Mayor Huber asked whether the information should be presented to

the Council. He felt that the best way to do that would be to have
Councilmembers Krebsbach and Vitelli review it and report back to

Council on what they think the best action to take would be, or
perhaps he and the Council members should attend the ARC

meeting. He did not want the ARC to think Council is not interested

in meeting with them in a workshop, and stated that he would be
willing to attend the ARC meeting along with any Council members
who wish to attend.

Councilmember Krebsbach stated that a workshop is usually broad
based, not to resolve a particular issue. The best way to deal with
this is to place the issue on the ARC agenda and any Council
members can attend the meeting.

City Attorney Schleck stated that he does not think the city should be
giving an opinion on the veracity of the information. Attending the
ARC meeting and hearing the discussion is fine.
Mayor Huber agreed, stating that Council will attend the meeting and
listen to the presentation but will not make any decision.

Councilmember Vitelli stated that he is attending this evening' s
ARC meeting and will recommend to them that Mr. Heide and Mr.

Kosel meet with MAC again and let them know what they found.
There may be a simple explanation from MAC, and a meeting with
MAC and the Rogers Lake group will keep the channel of
communications open.

Councilmember Krebsbach agreed and stated that she would go with

them to the meeting with MAC.

�Page No. 33

January 7, 2003
TEAM BUILDING WORKSHOP Council acknowledged a memo from Administrator Lindberg

regarding a proposed off site City Council goal setting/team building
workshop.

It was the consensus that a workshop be conducted on February 25
and that Dennis Cheesebrow be retained to facilitate the session.

Administrator Lindberg stated that it has been suggested to her that
the workshop be conducted off site, and she has contacted
Mendakota Country Club and DARTS in West St. Paul for meeting
room space. Dodge Nature Center also has facilities. She stated that

she will bring some proposals on location back to Council.
Council directed Administrator Lindberg to also check on
availability of a room at the Northern Dakota County Service Center.
COUNCIL COMMENTS

Councilmember Schneeman stated that she saw several children

playing on city ponds today and was very concerned because of the
poor ice conditions. She asked parents to please keep their children
off of the ponds.

Mayor Huber announced that there are openings on various city
advisory commissions and any interested residents should submit a
letter of interest by February 15.

i

Council briefly discussed the Police Chief recruitment and selection
process. Administrator Lindberg stated that she will prepare a
tentative process for Council consideration at the next meeting.
ADJOURN

There being no further business to come before Council,
Councilmember moved that the meeting be adjourned.
Councilmember seconded the motion.

Ayes: 5
Nays: 0

TIME OF ADJOURNMENT: 12: 14 a.m.

Ka

een M. Swanson

City Clerk
ATTEST:

John J.

May

er

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